FT Vest Total Return Income Fund: Series A3
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$23M
Investors
165
Min Invest
$25,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
FT Vest Total Return Income Fund: Series A3 is a Delaware business trust organized in 2024 that first filed a Form D on March 14, 2025 and most recently amended it on October 16, 2026, describing itself as a other investment fund. The offering claims Rule 506(c) and covers equity and pooled investment fund interests. FT Vest Total Return Income Fund: Series A3 reported $23,386,962 sold from 165 investors in an offering of indefinite size as of the Form D filed October 16, 2026. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names First Trust Portfolios L.P. (CRD 28519), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $162,823 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 235 West Galena, Milwaukee, WI 53212.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFund Filings
Tender-offer fund (811-23991). Figures are the fund's own from Forms N-PORT and N-CEN and its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. All registered funds AltStreet tracks.
- Net assets
- $20.4M at Jun 30, 2026
- Holdings
- 194 positions, $20.2M
- Marks
- 0% of holdings at Level 3 or carried at NAV
- Adviser
- FIRST TRUST CAPITAL MANAGEMENT L.P.
- Fees (N-CEN)
- management fee 2.65%, net operating expenses 2.65% for the year to Dec 31, 2025
- Auditor
- GRANT THORNTON LLP
- Latest repurchase offer
- SC TO-I filed Aug 28, 2026: 100% of outstanding shares, requests due Sep 29, 2026
Checking your access
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first (15 of 18). Each opens the SEC archive folder.
In the Terminal
Filing events
3
latest Oct 16, 2026
Critical / warning
0 / 1
0 watch · 2 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
raising
Latest event Investors decrease · Oct 16, 2026
SEC.govFund family Part of the FT Vest Total Return Income Fund family: 8 vehicles across 4 generations; Same adviser CIK 1898303, and 35 other related vehicles · full family and the filing behind each link in the terminal
Investor
- The full fund family and 36 related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- The dated record: 89 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 3 filing events with values and deltas, latest 2026-10-16, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Michael D Peck
Executive Officer · Milwaukee, WI
President
Chad S Eisenberg
Executive Officer · Milwaukee, WI
Treasurer
Ann Maurer
Executive Officer · Milwaukee, WI
Secretary
David G Lee
Director · Milwaukee, WI
Robert Seyferth
Director · Milwaukee, WI
Gary E Shugrue
Director · Milwaukee, WI
Terrance P Gallagher
Director · Milwaukee, WI
First Trust Capital Management L.P.
Promoter · Chicago, IL
First Trust Portfolios L.P.
Promoter · Wheaton, IL
Vest Financial, LLC
Promoter · McLean, VA
Bernadette Murphy
Executive Officer · Milwaukee, WI
Chief Compliance Officer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
First Trust Portfolios L.P.CRD 28519 on BrokerCheck
Associated broker-dealer: None · Wheaton, IL · Soliciting in all states
Questions About FT Vest Total Return Income Fund: Series A3
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is FT Vest Total Return Income Fund: Series A3?
FT Vest Total Return Income Fund: Series A3 is a Delaware business trust organized in 2024 that filed a Form D with the SEC on October 16, 2026 as a other investment fund. The filing claims Rule 506(c) for an offering of equity and pooled investment fund interests.
Is FT Vest Total Return Income Fund: Series A3 legit?
AltStreet does not rate legitimacy; it reports the public record. FT Vest Total Return Income Fund: Series A3 filed a Form D with the SEC on October 16, 2026 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $23,386,962 sold to 165 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is FT Vest Total Return Income Fund: Series A3 registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that FT Vest Total Return Income Fund: Series A3 claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has FT Vest Total Return Income Fund: Series A3 raised?
FT Vest Total Return Income Fund: Series A3 reported $23,386,962 sold from 165 investors in an offering of indefinite size as of the Form D filed October 16, 2026.
Who can invest in FT Vest Total Return Income Fund: Series A3?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in FT Vest Total Return Income Fund: Series A3?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of October 16, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling FT Vest Total Return Income Fund: Series A3 and how are they paid?
The Form D names First Trust Portfolios L.P. (CRD 28519), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $162,823 and finders' fees as $0. Form D allows these to be estimates.
Who is behind FT Vest Total Return Income Fund: Series A3?
The Form D lists 11 related persons: Michael D Peck, executive officer (President); Chad S Eisenberg, executive officer (Treasurer); Ann Maurer, executive officer (Secretary); David G Lee, director; Robert Seyferth, director; Gary E Shugrue, director; Terrance P Gallagher, director; First Trust Capital Management L.P., promoter, and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is FT Vest Total Return Income Fund: Series A3 located?
The issuer's address on its SEC filings is 235 West Galena, Milwaukee, WI 53212. Its phone number of record is 414-299-2270. It is organized under the laws of Delaware.
How long is the FT Vest Total Return Income Fund: Series A3 offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is FT Vest Total Return Income Fund: Series A3?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.