SEC-Registered Investment Adviser
Lumiere Financial
Legal name: Lumiere Financial Group LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated April 20, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 6, 2022
- Principal office
- 675 Third Avenue, Suite 920, New York, NY 10017
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 3
Scale
- Regulatory AUM
- $82.7M
- Attributable to non-US clients
- $390,555
- Accounts
- 255
- Clients
- 0
- Employees
- 5, 5 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $1.0M
- Fund types
- 1 private equity funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $1.0M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, pension consulting, selection of other advisers, educational seminars or workshops and other advisory activities
- Compensated by
- a percentage of assets under management, hourly charges and fixed fees
- Client types
- individuals (other than high net worth) (98); high net worth individuals (18)
- Also engaged as
- insurance broker or agent
- Related persons include
- an insurance company or agency
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (April 20, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from May 1, 2025 to May 1, 2025. Reported sold across them: $1.0M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | $1.0M | 7 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.