SEC-Registered Investment Adviser
Wolfe Research Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 27, 2023
- Principal office
- 757 3rd Avenue, 6th Floor, New York, NY 10017
- Organized as
- Limited Liability Company, NY
- Fiscal year end
- December
- Other offices
- 2
Scale
- Accounts
- 0
- Clients
- 7
- Employees
- 209, 143 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $2.0M
- Fund types
- 1 private equity funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, pension consulting, publication of periodicals or newsletters and other advisory activities
- Compensated by
- subscription fees and other
- Client types
- investment companies (1); pension and profit sharing plans (1); state or municipal government entities (6)
- Related persons include
- a broker-dealer
- Affiliates
- 1 broker-dealer
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2))
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from December 8, 2025 to December 8, 2025.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | n/a | n/a |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.