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Private fund advisers in New York

703 advisers on the SEC Form ADV roster that report private funds under Item 7.B, largest private fund gross assets first. Each page carries the registration as filed, Item 11 disclosures, fund counts, and the Form D filing activity of the funds in AltStreet's ledger. The per-fund roster is in the terminal.

Allen Investment Management, LLC

RIA

1 private fund, mostly hedge funds · 1 Form D chain on the ledger · New York, NY

$570,118

Csm Capital Corporation

RIA

2 private funds, mostly private equity funds · 2 Form D chains on the ledger · New York, NY

n/a

Rbc Rochdale, LLC

RIA

1 private fund, mostly hedge funds · 1 Form D chain on the ledger · New York, NY · 8 Item 11 disclosures

n/a

More states

Outside the United States 462California 387Massachusetts 173Texas 173Connecticut 136Illinois 119Florida 112Pennsylvania 47New Jersey 45Colorado 41Virginia 35Minnesota 28Ohio 28Georgia 26North Carolina 25Washington 23Maryland 23Utah 21Tennessee 20District of Columbia 17Missouri 16Alabama 9Michigan 9Oregon 8

Source: SEC Form ADV via IARD, latest monthly roster; Form D chains from AltStreet's EDGAR ledger joined through Schedule D 7.B.(1). Counts and totals only; nothing on this page is investment advice.