EDGAR Verified
Primary Source · SEC.gov

MCCARTHY INVESTMENT COMPANY, LLC

Fund Vehicle2016 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalSold increasedForm D/A · 2026-10-097 events: 3 sold increased, 3 large raise, 1 investors increasedLast filing 2026-10-09

Raised

$59.8B

Investors

35

Min Invest

None stated

What this filing shows

·

Every sentence is a value as filed on SEC Form D

MCCARTHY INVESTMENT COMPANY, LLC is a Missouri limited liability company that first filed a Form D on October 12, 2016 and most recently amended it on October 9, 2026, describing itself as a other investment fund. The offering claims Rule 506(b). MCCARTHY INVESTMENT COMPANY, LLC reported $59,837,028,000 sold from 35 investors in an offering of indefinite size as of the Form D filed October 9, 2026. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 12851 Manchester Road, St. Louis, MO 63131.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001586327
Entity NameMCCARTHY INVESTMENT COMPANY, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationMissouri
Issuer Address12851 Manchester Road, St. Louis, MO 63131
Phone(314) 968-3300
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Securities Type—
First Sale DateOctober 8, 2013
Filing DateOctober 9, 2026
Accession Number0001586327-26-000001
Total Offering AmountIndefinite
Total Amount Sold$59,837,028,000
Total Investors35
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)MO
Amendment Count11 filings on record
Signed ByDanel Dillon, Manager

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

7

latest Oct 9, 2026

Critical / warning

3 / 0

4 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event Sold increase · Oct 9, 2026

SEC.gov
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Investor

  • 7 filing events with values and deltas, latest 2026-10-09, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Kristine M. Newman

Executive Officer · St. Louis, MO

Chief Financial Officer of Sole Member, McCarthy Holdings, Inc.

Danel Dillon

Executive Officer · St. Louis, MO

Questions About MCCARTHY INVESTMENT COMPANY, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is MCCARTHY INVESTMENT COMPANY, LLC?

MCCARTHY INVESTMENT COMPANY, LLC is a Missouri limited liability company that filed a Form D with the SEC on October 9, 2026 as a other investment fund. The filing claims Rule 506(b).

Is MCCARTHY INVESTMENT COMPANY, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. MCCARTHY INVESTMENT COMPANY, LLC filed a Form D with the SEC on October 9, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $59,837,028,000 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is MCCARTHY INVESTMENT COMPANY, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that MCCARTHY INVESTMENT COMPANY, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has MCCARTHY INVESTMENT COMPANY, LLC raised?

MCCARTHY INVESTMENT COMPANY, LLC reported $59,837,028,000 sold from 35 investors in an offering of indefinite size as of the Form D filed October 9, 2026.

Who can invest in MCCARTHY INVESTMENT COMPANY, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in MCCARTHY INVESTMENT COMPANY, LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling MCCARTHY INVESTMENT COMPANY, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind MCCARTHY INVESTMENT COMPANY, LLC?

The Form D lists 2 related persons: Kristine M. Newman, executive officer (Chief Financial Officer of Sole Member, McCarthy Holdings, Inc); Danel Dillon, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is MCCARTHY INVESTMENT COMPANY, LLC located?

The issuer's address on its SEC filings is 12851 Manchester Road, St. Louis, MO 63131. Its phone number of record is 314-968-3300. It is organized under the laws of Missouri.

How long is the MCCARTHY INVESTMENT COMPANY, LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 11 amendments are on record for this CIK.

How large is MCCARTHY INVESTMENT COMPANY, LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.