Kennedy Lewis Capital Co
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$211M
Investors
293
Min Invest
$10,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Kennedy Lewis Capital Co is a Delaware business trust that first filed a Form D on February 15, 2023 and most recently amended it on February 16, 2024, describing itself as a other investment fund. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. Kennedy Lewis Capital Co reported $210,883,800 sold from 293 investors in an offering of indefinite size as of the Form D filed February 16, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000. The Form D names JCC Capital Markets, LLC (CRD 146776), associated with None; Coastal Capital Markets (CRD 307224), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 225 Liberty Street, Suite 4210, New York, NY 10281.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing February 16, 2024
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFund Filings
Business development company (814-01603). Figures are the fund's own from Forms N-PORT and N-CEN and its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. All registered funds AltStreet tracks.
- Latest repurchase offer
- SC TO-I filed Aug 31, 2026, requests due Sep 30, 2026
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
3
latest Feb 16, 2024
Critical / warning
0 / 0
2 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Latest event Sold increase · Feb 16, 2024
SEC.govInvestor
- The dated record: 15 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 3 filing events with values and deltas, latest 2024-02-16, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Gary Klayn
Executive Officer · New York, NY
Controller of the Issuer
Gregory MacCordy
Executive Officer · New York, NY
Chief Compliance Officer
Anthony Pasqua
Executive Officer · New York, NY
Chief Financial Officer
Rachel Presa
Executive Officer · New York, NY
Vice President and Secretary of the Issuer
Ankur Keswani
Director · New York, NY
Trustee
Catherine Smith
Director · New York, NY
Trustee
James Didden
Executive Officer, Director · New York, NY
President and Chairman of the Board of Trustees
Doug Logigian
Director · New York, NY
Trustee
Julian Markby
Director · New York, NY
Trustee
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
JCC Capital Markets, LLCCRD 146776 on BrokerCheck
Associated broker-dealer: None · Laguna Nigel, CA · Soliciting in all states
Coastal Capital MarketsCRD 307224 on BrokerCheck
Associated broker-dealer: None · Laguna Nigel, CA · Soliciting in all states
Questions About Kennedy Lewis Capital Co
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Kennedy Lewis Capital Co?
Kennedy Lewis Capital Co is a Delaware business trust that filed a Form D with the SEC on February 16, 2024 as a other investment fund. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.
Is Kennedy Lewis Capital Co legit?
AltStreet does not rate legitimacy; it reports the public record. Kennedy Lewis Capital Co filed a Form D with the SEC on February 16, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $210,883,800 sold to 293 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Kennedy Lewis Capital Co registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Kennedy Lewis Capital Co claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Kennedy Lewis Capital Co raised?
Kennedy Lewis Capital Co reported $210,883,800 sold from 293 investors in an offering of indefinite size as of the Form D filed February 16, 2024.
Who can invest in Kennedy Lewis Capital Co?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000.
What is the minimum investment in Kennedy Lewis Capital Co?
The Form D lists $10,000 as the minimum investment accepted from any outside investor as of February 16, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Kennedy Lewis Capital Co and how are they paid?
The Form D names JCC Capital Markets, LLC (CRD 146776), associated with None; Coastal Capital Markets (CRD 307224), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Kennedy Lewis Capital Co?
The Form D lists 9 related persons: Gary Klayn, executive officer (Controller of the Issuer); Gregory MacCordy, executive officer (Chief Compliance Officer); Anthony Pasqua, executive officer (Chief Financial Officer); Rachel Presa, executive officer (Vice President and Secretary of the Issuer); Ankur Keswani, director (Trustee); Catherine Smith, director (Trustee); James Didden, executive officer, director (President and Chairman of the Board of Trustees); Doug Logigian, director (Trustee), and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Kennedy Lewis Capital Co located?
The issuer's address on its SEC filings is 225 Liberty Street, Suite 4210, New York, NY 10281. Its phone number of record is 212.782.3482. It is organized under the laws of Delaware.
How long is the Kennedy Lewis Capital Co offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Kennedy Lewis Capital Co?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.