SEC filing record
Primary Source · SEC.gov

JUNIPER CATASTROPHE FUND LP

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$116M

Investors

35

Min Invest

$100,000

AltStreet Verified Issuer badge

Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.

What this filing shows

·

Every sentence is a value as filed on SEC Form D

JUNIPER CATASTROPHE FUND LP is a Delaware limited partnership that first filed a Form D on March 20, 2014 and most recently amended it on December 12, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. JUNIPER CATASTROPHE FUND LP reported $115,682,713 sold from 35 investors in an offering of indefinite size as of the Form D filed December 12, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names Man Investments AG, associated with None; Man Investments Inc. (CRD 15770); KKR Capital Markets, LLC (CRD 143571) as recipients of sales compensation. The issuer's address of record is Victoria Place, 3rd Floor West, 31 Victoria Street, Hamilton, Bermuda HM 10.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing December 12, 2023

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001446077
Entity NameJUNIPER CATASTROPHE FUND LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer AddressVictoria Place, 3rd Floor West, 31 Victoria Street, Hamilton, Bermuda HM 10
Phone(441) 296-3626
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateAugust 1, 2008
Filing DateDecember 12, 2023
Accession Number0001446077-23-000001
Total Offering AmountIndefinite
Total Amount Sold$115,682,713
Total Investors35
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)D0
Amendment Count11 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the JUNIPER CATASTROPHE FUND family: 2 vehicles across 0 generations · adviser of record Nephila Capital LTD. · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Laura Taylor

Executive Officer · Hamilton, D0

Laura Taylor is the CFO of Nephila Capital Ltd., the General Partner of the Issuer.

Guy Swayne

Executive Officer · Hamilton, D0

Guy Swayne is the Authorized Signatory of Nephila Capital Ltd., the General Partner of the Issuer.

Jean-Paul Dyer

Executive Officer, Director · Hamilton, D0

Jean-Paul Dyer is Chief Legal Officer of Nephila Capital, Ltd., the General Partner of the Issuer.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Man Investments AG

Associated broker-dealer: None · Pffaffikon, V8 and outside the United States

Man Investments Inc.CRD 15770 on BrokerCheck

New York, NY · Soliciting in all states

KKR Capital Markets, LLCCRD 143571 on BrokerCheck

New York, NY · Soliciting in all states and outside the United States

Questions About JUNIPER CATASTROPHE FUND LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is JUNIPER CATASTROPHE FUND LP?

JUNIPER CATASTROPHE FUND LP is a Delaware limited partnership that filed a Form D with the SEC on December 12, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is JUNIPER CATASTROPHE FUND LP legit?

AltStreet does not rate legitimacy; it reports the public record. JUNIPER CATASTROPHE FUND LP filed a Form D with the SEC on December 12, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $115,682,713 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is JUNIPER CATASTROPHE FUND LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that JUNIPER CATASTROPHE FUND LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has JUNIPER CATASTROPHE FUND LP raised?

JUNIPER CATASTROPHE FUND LP reported $115,682,713 sold from 35 investors in an offering of indefinite size as of the Form D filed December 12, 2023.

Who can invest in JUNIPER CATASTROPHE FUND LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in JUNIPER CATASTROPHE FUND LP?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of December 12, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling JUNIPER CATASTROPHE FUND LP and how are they paid?

The Form D names Man Investments AG, associated with None; Man Investments Inc. (CRD 15770); KKR Capital Markets, LLC (CRD 143571) as recipients of sales compensation.

Who is behind JUNIPER CATASTROPHE FUND LP?

The Form D lists 3 related persons: Laura Taylor, executive officer (Laura Taylor is the CFO of Nephila Capital Ltd., the General Partner of the Issuer); Guy Swayne, executive officer (Guy Swayne is the Authorized Signatory of Nephila Capital Ltd., the General Partner of the Issuer); Jean-Paul Dyer, executive officer, director (Jean-Paul Dyer is Chief Legal Officer of Nephila Capital, Ltd., the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is JUNIPER CATASTROPHE FUND LP located?

The issuer's address on its SEC filings is Victoria Place, 3rd Floor West, 31 Victoria Street, Hamilton, Bermuda HM 10. Its phone number of record is 441-296-3626. It is organized under the laws of Delaware.

How long is the JUNIPER CATASTROPHE FUND LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 11 amendments are on record for this CIK.

How large is JUNIPER CATASTROPHE FUND LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

AltStreet Verified Issuer badge

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.