SEC filing record
Primary Source · SEC.gov

Sierra Climate LS Offshore Ltd.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$31M

Investors

7

Min Invest

$50,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Sierra Climate LS Offshore Ltd. is a Cayman Islands entity that first filed a Form D on September 22, 2014 and most recently amended it on August 30, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Sierra Climate LS Offshore Ltd. reported $31,134,119 sold from 7 investors in an offering of indefinite size as of the Form D filed August 30, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is H&J Corporate Services (Cayman) Ltd, Willow House, 2nd Flr, Cricket Sq, George Town, Grand Cayman, Cayman Islands KY1-1103.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing August 30, 2023

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001496288
Entity NameSierra Climate LS Offshore Ltd.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeOther
Jurisdiction of OrganizationCayman Islands
Issuer AddressH&J Corporate Services (Cayman) Ltd, Willow House, 2nd Flr, Cricket Sq, George Town, Grand Cayman, Cayman Islands KY1-1103
Phone(345) 947-7378
Former NamesSierra Europe Offshore Ltd. (until September 6, 2022)
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateMarch 1, 1997
Filing DateAugust 30, 2023
Accession Number0000919574-23-005035
Total Offering AmountIndefinite
Total Amount Sold$31,134,119
Total Investors7
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)E9
Amendment Count10 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

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Fund family Part of the Sierra Climate LS family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Sierra Global Management, L.L.C.

Executive Officer · New York, NY

Investment Manager

Charles F. Michaels

Director · New York, NY

Craig J. Peretz

Director · New York, NY

Martin J. Lang

Director · George Town, Grand Cayman, E9

Questions About Sierra Climate LS Offshore Ltd.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Sierra Climate LS Offshore Ltd.?

Sierra Climate LS Offshore Ltd. is a Cayman Islands entity that filed a Form D with the SEC on August 30, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is Sierra Climate LS Offshore Ltd. legit?

AltStreet does not rate legitimacy; it reports the public record. Sierra Climate LS Offshore Ltd. filed a Form D with the SEC on August 30, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $31,134,119 sold to 7 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Sierra Climate LS Offshore Ltd. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sierra Climate LS Offshore Ltd. claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Sierra Climate LS Offshore Ltd. raised?

Sierra Climate LS Offshore Ltd. reported $31,134,119 sold from 7 investors in an offering of indefinite size as of the Form D filed August 30, 2023.

Who can invest in Sierra Climate LS Offshore Ltd.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in Sierra Climate LS Offshore Ltd.?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of August 30, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Sierra Climate LS Offshore Ltd. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Sierra Climate LS Offshore Ltd.?

The Form D lists 4 related persons: Sierra Global Management, L.L.C., executive officer (Investment Manager); Charles F. Michaels, director; Craig J. Peretz, director; Martin J. Lang, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Sierra Climate LS Offshore Ltd. located?

The issuer's address on its SEC filings is H&J Corporate Services (Cayman) Ltd, Willow House, 2nd Flr, Cricket Sq, George Town, Grand Cayman, Cayman Islands KY1-1103. Its phone number of record is 345-947-7378. It is organized under the laws of Cayman Islands.

How long is the Sierra Climate LS Offshore Ltd. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 10 amendments are on record for this CIK.

How large is Sierra Climate LS Offshore Ltd.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.