SEC filing record
Primary Source · SEC.gov

Pomona Capital VIII, L.P.

Fund Vehicle2014 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$1.0B

Investors

151

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Pomona Capital VIII, L.P. is a Delaware limited partnership organized in 2011 that filed a Form D with the SEC on April 30, 2014, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Pomona Capital VIII, L.P. reported $1,040,821,865 sold from 151 investors of a $1,758,240,384 total offering as of the Form D filed April 30, 2014. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Larrain Vial Investment Inc. (CRD 152424), associated with None; UBS AG, associated with UBS Financial Services, Inc.; KB Investment & Securities Co., LTD., associated with None; Vantage Capital Markets HK Limited, associated with None as recipients of sales compensation. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O Pomona Management LLC, 780 Third Avenue, 46th Floor, New York, NY 10017.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001558549
Entity NamePomona Capital VIII, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2011
Issuer AddressC/O Pomona Management LLC, 780 Third Avenue, 46th Floor, New York, NY 10017
Phone(212) 593-3639
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateOctober 26, 2012
Filing DateApril 30, 2014
Accession Number0001558549-14-000001
Total Offering Amount$1,758,240,384
Total Amount Sold$1,040,821,865
Amount Remaining$717,418,519
Amount Sold NoteCombined figure across related vehicles: "The Total Offering Amount includes amounts offered by parallel and ""feeder"" funds, which, collectively with the Issuer, have total commitments of $1,758,240,384 to date. The Total Amount Sold reflects only sales by the Issuer and its ""feeder"" funds."
Total Investors151
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to Larrain Vial Investment Inc. and 3 others)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the Pomona Capital family: 8 vehicles across 4 generations; Same adviser as Pomona Investment Fund · adviser of record Pomona Capital · full family and the filing behind each link in the terminal

Investor

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Adviser of Record (Form ADV)

Pomona Capital

CRD 148269 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Pomona Associates VIII, L.P.

Promoter · New York, NY

"General Partner of the Issuer (the ""General Partner"")"

Pomona Secondary Associates VIII, LLC

Promoter · New York, NY

"General partner of the General Partner (the ""GPLLC"")"

Pomona G.P. Holdings, LLC

Promoter · New York, NY

Sole member of the GPLLC

Pomona Management LLC

Promoter · New York, NY

Manager

Michael Granoff

Executive Officer · New York, NY

Executive Officer of Manager

Frances Janis

Executive Officer · New York, NY

Executive Officer of Manager

Stephen Futrell

Executive Officer · New York, NY

Executive Officer of Manager

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Larrain Vial Investment Inc.CRD 152424 on BrokerCheck

Associated broker-dealer: None · Las Condes, Santiago, F3 and outside the United States

UBS AG

Associated broker-dealer: UBS Financial Services, Inc. (CRD 8174) · Zurich, V8 and outside the United States

KB Investment & Securities Co., LTD.

Associated broker-dealer: None · Seoul, M5 and outside the United States

Vantage Capital Markets HK Limited

Associated broker-dealer: None · Hong Kong, K3 and outside the United States

Questions About Pomona Capital VIII, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Pomona Capital VIII, L.P.?

Pomona Capital VIII, L.P. is a Delaware limited partnership organized in 2011 that filed a Form D with the SEC on April 30, 2014 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Pomona Capital VIII, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Pomona Capital VIII, L.P. filed a Form D with the SEC on April 30, 2014 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,040,821,865 sold to 151 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Pomona Capital VIII, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Pomona Capital VIII, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Pomona Capital VIII, L.P. raised?

Pomona Capital VIII, L.P. reported $1,040,821,865 sold from 151 investors of a $1,758,240,384 total offering as of the Form D filed April 30, 2014. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.

Who can invest in Pomona Capital VIII, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Pomona Capital VIII, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Pomona Capital VIII, L.P. and how are they paid?

The Form D names Larrain Vial Investment Inc. (CRD 152424), associated with None; UBS AG, associated with UBS Financial Services, Inc.; KB Investment & Securities Co., LTD., associated with None; Vantage Capital Markets HK Limited, associated with None as recipients of sales compensation. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Pomona Capital VIII, L.P.?

The Form D lists 7 related persons: Pomona Associates VIII, L.P., promoter ("General Partner of the Issuer (the ""General Partner"")"); Pomona Secondary Associates VIII, LLC, promoter ("General partner of the General Partner (the ""GPLLC"")"); Pomona G.P. Holdings, LLC, promoter (Sole member of the GPLLC); Pomona Management LLC, promoter (Manager); Michael Granoff, executive officer (Executive Officer of Manager); Frances Janis, executive officer (Executive Officer of Manager); Stephen Futrell, executive officer (Executive Officer of Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Pomona Capital VIII, L.P. located?

The issuer's address on its SEC filings is C/O Pomona Management LLC, 780 Third Avenue, 46th Floor, New York, NY 10017. Its phone number of record is 212-593-3639. It is organized under the laws of Delaware.

How long is the Pomona Capital VIII, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Pomona Capital VIII, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.