SEC filing record
Primary Source · SEC.gov

Ramius Merger Fund Ltd.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$232M

Investors

48

Min Invest

$100,000

AltStreet Verified Issuer badge

Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.

What this filing shows

·

Every sentence is a value as filed on SEC Form D

Ramius Merger Fund Ltd. is a Cayman Islands entity that first filed a Form D on March 26, 2014 and most recently amended it on April 5, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Ramius Merger Fund Ltd. reported $231,852,462 sold from 48 investors in an offering of indefinite size as of the Form D filed April 5, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names EWM Capital Limited, associated with None; Flying Cloud Securities LLC (CRD 167621), associated with None; Mentor Alternative Advisors LLC (CRD 154411), associated with None as recipients of sales compensation. The issuer's address of record is C/O Ramius Advisors, LLC, 599 Lexington Avenue, New York, NY 10022.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing April 5, 2023

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001591288
Entity NameRamius Merger Fund Ltd.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationCayman Islands
Issuer AddressC/O Ramius Advisors, LLC, 599 Lexington Avenue, New York, NY 10022
Phone(212) 845-7900
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateNovember 1, 2013
Filing DateApril 5, 2023
Accession Number0001591288-23-000001
Total Offering AmountIndefinite
Total Amount Sold$231,852,462
Total Investors48
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count12 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the Ramius Merger Fund family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Ramius Advisors, LLC

Executive Officer · New York, NY

Ramius Advisors, LLC is the Issuer's Investment Advisor.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

EWM Capital Limited

Associated broker-dealer: None · London, X0 and outside the United States

Flying Cloud Securities LLCCRD 167621 on BrokerCheck

Associated broker-dealer: None · San Francisco, CA · Soliciting in all states and outside the United States

Mentor Alternative Advisors LLCCRD 154411 on BrokerCheck

Associated broker-dealer: None · Greenwich, CT · Soliciting in all states and outside the United States

Questions About Ramius Merger Fund Ltd.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Ramius Merger Fund Ltd.?

Ramius Merger Fund Ltd. is a Cayman Islands entity that filed a Form D with the SEC on April 5, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Ramius Merger Fund Ltd. legit?

AltStreet does not rate legitimacy; it reports the public record. Ramius Merger Fund Ltd. filed a Form D with the SEC on April 5, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $231,852,462 sold to 48 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Ramius Merger Fund Ltd. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ramius Merger Fund Ltd. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Ramius Merger Fund Ltd. raised?

Ramius Merger Fund Ltd. reported $231,852,462 sold from 48 investors in an offering of indefinite size as of the Form D filed April 5, 2023.

Who can invest in Ramius Merger Fund Ltd.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in Ramius Merger Fund Ltd.?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of April 5, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Ramius Merger Fund Ltd. and how are they paid?

The Form D names EWM Capital Limited, associated with None; Flying Cloud Securities LLC (CRD 167621), associated with None; Mentor Alternative Advisors LLC (CRD 154411), associated with None as recipients of sales compensation.

Who is behind Ramius Merger Fund Ltd.?

The Form D lists 1 related person: Ramius Advisors, LLC, executive officer (Ramius Advisors, LLC is the Issuer's Investment Advisor). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Ramius Merger Fund Ltd. located?

The issuer's address on its SEC filings is C/O Ramius Advisors, LLC, 599 Lexington Avenue, New York, NY 10022. Its phone number of record is 212-845-7900. It is organized under the laws of Cayman Islands.

How long is the Ramius Merger Fund Ltd. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 12 amendments are on record for this CIK.

How large is Ramius Merger Fund Ltd.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

AltStreet Verified Issuer badge

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.