AltStreet
SEC filing record
Primary Source · SEC.gov

DLP Fixed Fund I, LLC

Fund Vehicle2015 vintage506(c), 3(c)(1)

Raised

$4M

Investors

15

Min Invest

$50,000

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AltStreet Analysis

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Generated from EDGAR primary sources

DLP Fixed Fund I, LLC is a pooled investment vehicle filed by DLP Capital Advisors (with Donald Wenner as executive officer), reporting $4.1M raised from 15 investors at a $50K minimum investment under combined Rule 506(c) and Section 3(c)(1) exemptions. This is an amended Form D filed in September 2015; the entity is not currently matched to a known platform in the AltStreet database.

Within the alternative_investment category, this filing represents a small, privately-held pooled fund structure (sub-$5M raise, 15 investors) typical of early-stage or niche real estate/credit vehicles rather than large institutional funds. The $50K minimum and combined 506(c)/3(c)(1) exemption structure are consistent with a fund marketed to a limited pool of accredited investors rather than a broadly distributed offering.

Data Flags

First Sale DateFirst sale date is not disclosed on a filing where total amount sold ($4.1M) is well under the $100M institutional threshold; absence of this date is less typical for a sub-$100M raise.
ExemptionFiling claims both Rule 506(c) and Section 3(c)(1) exemptions simultaneously, which combines a general-solicitation exemption with a private fund investor-count exclusion.
Securities TypeFiling lists Equity, Debt, and Pooled Investment Fund as securities types together, suggesting a hybrid debt/equity fund structure rather than a single security class.
Sales CommissionsNo sales commissions are stated for this offering, which is not unusual for a fund of this size but worth noting given the absence of placement agent compensation data.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001600947
Entity NameDLP Fixed Fund I, LLC
ExemptionRule 506(c), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationPennsylvania
Year Organized2014
Issuer Address701 W Broad Street, Suite 200, Bethlehem, PA 18018
Phone(610) 253-9389
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Debt, Pooled Investment Fund
First Sale Date—
Filing DateSeptember 1, 2015
Accession Number0001600947-15-000002
Total Offering Amount$100,000,000
Total Amount Sold$4,140,000
Amount Remaining$95,860,000
Total Investors15
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationIntended to last more than one year
Sales Commissions$0
Finders' Fees$0
Revenue Range$1 - $1,000,000
State (Issuer Address)PA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

D/ASeptember 1, 2015DApril 9, 2014

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

DLP Capital Advisors LLC

Executive Officer · Bethlehem, PA

Donald Wenner

Executive Officer · Bethlehem, PA

Questions About DLP Fixed Fund I, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is DLP Fixed Fund I, LLC?

DLP Fixed Fund I, LLC is a Pennsylvania limited liability company organized in 2014 that filed a Form D with the SEC on September 1, 2015 as a private equity fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of equity and debt and pooled investment fund interests.

Is DLP Fixed Fund I, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. DLP Fixed Fund I, LLC filed a Form D with the SEC on September 1, 2015 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,140,000 sold to 15 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is DLP Fixed Fund I, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that DLP Fixed Fund I, LLC claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has DLP Fixed Fund I, LLC raised?

DLP Fixed Fund I, LLC reported $4,140,000 sold from 15 investors of a $100,000,000 total offering as of the Form D filed September 1, 2015.

Who can invest in DLP Fixed Fund I, LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in DLP Fixed Fund I, LLC?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of September 1, 2015. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling DLP Fixed Fund I, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind DLP Fixed Fund I, LLC?

The Form D lists 2 related persons: DLP Capital Advisors LLC, executive officer (Managing Member of Issuer); Donald Wenner, executive officer (Sole Member of the Managing Member). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is DLP Fixed Fund I, LLC located?

The issuer's address on its SEC filings is 701 W Broad Street, Suite 200, Bethlehem, PA 18018. Its phone number of record is 610-253-9389. It is organized under the laws of Pennsylvania.

How long is the DLP Fixed Fund I, LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is DLP Fixed Fund I, LLC?

The Form D reports a revenue range of $1 - $1,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.