SEC filing record
Primary Source · SEC.gov

Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$65M

Investors

1

Min Invest

$1,000,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. is a Cayman Islands entity that first filed a Form D on February 5, 2015 and most recently amended it on February 2, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. reported $65,000,000 sold from 1 investor of a $65,000,000 total offering as of the Form D filed February 2, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names Funds Distributor, LLC (CRD 7174), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is C/O Acadian Asset Management LLC, 260 Franklin Street, Boston, MA 02110.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing February 2, 2023

Latest filing reports amount sold (65,000,000) at or above the stated offering amount (65,000,000)

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001631908
Entity NameAcadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationCayman Islands
Issuer AddressC/O Acadian Asset Management LLC, 260 Franklin Street, Boston, MA 02110
Phone(617) 850-3500
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateJanuary 23, 2015
Filing DateFebruary 2, 2023
Accession Number0001631908-23-000001
Total Offering Amount$65,000,000
Total Amount Sold$65,000,000
Amount Remaining$0
Total Investors1
Non-Accredited InvestorsNone
Minimum Investment$1,000,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)MA
Amendment Count10 filings on record

Filings on Record

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In the Terminal

Filing events

0

none on file

Critical / warning

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Kelly Young

Director · Boston, MA

Executive Officer of Acadian Asset Management LLC

Charmaine Catania

Director · Boston, MA

Executive Officer of Acadian Asset Management LLC

Scott P. Dias

Executive Officer · Boston, MA

Executive Officer of Acadian Asset Management LLC

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Funds Distributor, LLCCRD 7174 on BrokerCheck

Associated broker-dealer: None · Portland, ME · Soliciting in all states

Questions About Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.?

Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. is a Cayman Islands entity that filed a Form D with the SEC on February 2, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. legit?

AltStreet does not rate legitimacy; it reports the public record. Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. filed a Form D with the SEC on February 2, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $65,000,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. raised?

Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. reported $65,000,000 sold from 1 investor of a $65,000,000 total offering as of the Form D filed February 2, 2023.

Who can invest in Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of February 2, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. and how are they paid?

The Form D names Funds Distributor, LLC (CRD 7174), associated with None as the recipient of sales compensation soliciting in all states.

Who is behind Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.?

The Form D lists 3 related persons: Kelly Young, director (Executive Officer of Acadian Asset Management LLC); Charmaine Catania, director (Executive Officer of Acadian Asset Management LLC); Scott P. Dias, executive officer (Executive Officer of Acadian Asset Management LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. located?

The issuer's address on its SEC filings is C/O Acadian Asset Management LLC, 260 Franklin Street, Boston, MA 02110. Its phone number of record is 6178503500. It is organized under the laws of Cayman Islands.

How long is the Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 9 amendments are on record for this CIK.

How large is Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.