SEC filing record
Primary Source · SEC.gov

VSS Structured Capital Parallel III, L.P.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$144M

Investors

35

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

VSS Structured Capital Parallel III, L.P. is a Delaware limited partnership organized in 2015 that first filed a Form D on May 14, 2015 and most recently amended it on January 4, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. VSS Structured Capital Parallel III, L.P. reported $144,116,194 sold from 35 investors in an offering of indefinite size as of the Form D filed January 4, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names EVERCORE GROUP L.L.C. (CRD 42405), associated with None; GREENSTONE GROUP FZC, associated with None; ALVINE CAPITAL MANAGEMENT LTD, associated with None as recipients of sales compensation. Sales commissions are reported as $1,116,337 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 55 East 52nd Street, 33rd Floor, New York, NY 10055.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing January 4, 2018

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001642070
Entity NameVSS Structured Capital Parallel III, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2015
Issuer Address55 East 52nd Street, 33rd Floor, New York, NY 10055
Phone(212) 935-4990
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateApril 30, 2015
Filing DateJanuary 4, 2018
Accession Number0001642070-18-000001
Total Offering AmountIndefinite
Total Amount Sold$144,116,194
Total Investors35
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$1,116,337 (to EVERCORE GROUP L.L.C. and 2 others)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the VSS Structured Capital family: 8 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Adviser of Record (Form ADV)

Vss Fund Management LLC

CRD 156600 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a other private fund

Auditor named on Form ADV: Grant Thornton LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

JEFFREY T. STEVENSON

Executive Officer · NEW YORK, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

EVERCORE GROUP L.L.C.CRD 42405 on BrokerCheck

Associated broker-dealer: None · NEW YORK, NY and outside the United States

GREENSTONE GROUP FZC

Associated broker-dealer: None · DUBAI, C0 and outside the United States

ALVINE CAPITAL MANAGEMENT LTD

Associated broker-dealer: None · LONDON, X0 and outside the United States

Questions About VSS Structured Capital Parallel III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is VSS Structured Capital Parallel III, L.P.?

VSS Structured Capital Parallel III, L.P. is a Delaware limited partnership organized in 2015 that filed a Form D with the SEC on January 4, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is VSS Structured Capital Parallel III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. VSS Structured Capital Parallel III, L.P. filed a Form D with the SEC on January 4, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $144,116,194 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is VSS Structured Capital Parallel III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that VSS Structured Capital Parallel III, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has VSS Structured Capital Parallel III, L.P. raised?

VSS Structured Capital Parallel III, L.P. reported $144,116,194 sold from 35 investors in an offering of indefinite size as of the Form D filed January 4, 2018.

Who can invest in VSS Structured Capital Parallel III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in VSS Structured Capital Parallel III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling VSS Structured Capital Parallel III, L.P. and how are they paid?

The Form D names EVERCORE GROUP L.L.C. (CRD 42405), associated with None; GREENSTONE GROUP FZC, associated with None; ALVINE CAPITAL MANAGEMENT LTD, associated with None as recipients of sales compensation. Sales commissions are reported as $1,116,337 and finders' fees as $0. Form D allows these to be estimates.

Who is behind VSS Structured Capital Parallel III, L.P.?

The Form D lists 1 related person: JEFFREY T. STEVENSON, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is VSS Structured Capital Parallel III, L.P. located?

The issuer's address on its SEC filings is 55 East 52nd Street, 33rd Floor, New York, NY 10055. Its phone number of record is 212-935-4990. It is organized under the laws of Delaware.

How long is the VSS Structured Capital Parallel III, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.

How large is VSS Structured Capital Parallel III, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.