PeakSpan Capital Growth Partners I, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$150M
Investors
74
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
PeakSpan Capital Growth Partners I, L.P. is a Delaware limited partnership organized in 2014 that first filed a Form D on June 10, 2015 and most recently amended it on March 3, 2016, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. PeakSpan Capital Growth Partners I, L.P. reported $150,000,000 sold from 74 investors of a $150,000,000 total offering as of the Form D filed March 3, 2016. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Frontier Solutions, LLC (CRD 136102), associated with None; Liberty Tree Advisors, LLC, associated with Anne Enna as recipients of sales compensation soliciting in AZ, CA, CO, CT, FL, GA, IL, MA, MD, MI, MN, MO, NC, NJ, NV, NY, OH, PA, TN, TX, VA, WA. Sales commissions are reported as $1,717,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 1271 Avenue of the Americas, Suite 4300, New York, NY 10020.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the PeakSpan Capital Growth Partners family: 6 vehicles across 4 generations · adviser of record Peakspan Capital Management, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 281148 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund
Auditor named on Form ADV: Kpmg LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
PeakSpan Capital, LLC
Director · New York, NY
General Partner to Issuer
Phil Dur
Director · Burlingame, CA
A Managing Director of the General Partner
Brian Mulvey
Director · New York, NY
A Managing Director of the General Partner
PeakSpan Capital Management, LLC
Promoter · New York, NY
Management Company
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Frontier Solutions, LLCCRD 136102 on BrokerCheck
Associated broker-dealer: None · Richmond, VA · Soliciting in AZ, CA, CO, CT, FL, GA, IL, MA, MD, MI, MN, MO, NC, NJ, NV, NY, OH, PA, TN, TX, VA, WA
Liberty Tree Advisors, LLC
Associated broker-dealer: Anne Enna (CRD 143679) · Acton, MA · Soliciting in AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, OK, OR, PA, RI, TN, TX, UT, VA, WA, WY
Questions About PeakSpan Capital Growth Partners I, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is PeakSpan Capital Growth Partners I, L.P.?
PeakSpan Capital Growth Partners I, L.P. is a Delaware limited partnership organized in 2014 that filed a Form D with the SEC on March 3, 2016 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.
Is PeakSpan Capital Growth Partners I, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. PeakSpan Capital Growth Partners I, L.P. filed a Form D with the SEC on March 3, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $150,000,000 sold to 74 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is PeakSpan Capital Growth Partners I, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PeakSpan Capital Growth Partners I, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has PeakSpan Capital Growth Partners I, L.P. raised?
PeakSpan Capital Growth Partners I, L.P. reported $150,000,000 sold from 74 investors of a $150,000,000 total offering as of the Form D filed March 3, 2016.
Who can invest in PeakSpan Capital Growth Partners I, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in PeakSpan Capital Growth Partners I, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling PeakSpan Capital Growth Partners I, L.P. and how are they paid?
The Form D names Frontier Solutions, LLC (CRD 136102), associated with None; Liberty Tree Advisors, LLC, associated with Anne Enna as recipients of sales compensation soliciting in AZ, CA, CO, CT, FL, GA, IL, MA, MD, MI, MN, MO, NC, NJ, NV, NY, OH, PA, TN, TX, VA, WA. Sales commissions are reported as $1,717,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind PeakSpan Capital Growth Partners I, L.P.?
The Form D lists 4 related persons: PeakSpan Capital, LLC, director (General Partner to Issuer); Phil Dur, director (A Managing Director of the General Partner); Brian Mulvey, director (A Managing Director of the General Partner); PeakSpan Capital Management, LLC, promoter (Management Company). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is PeakSpan Capital Growth Partners I, L.P. located?
The issuer's address on its SEC filings is 1271 Avenue of the Americas, Suite 4300, New York, NY 10020. Its phone number of record is (212) 647-9500. It is organized under the laws of Delaware.
How long is the PeakSpan Capital Growth Partners I, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is PeakSpan Capital Growth Partners I, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.