SEC filing record
Primary Source · SEC.gov

ABS Capital Partners VIII, L.P.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$150M

Investors

35

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

ABS Capital Partners VIII, L.P. is a Delaware limited partnership organized in 2015 that first filed a Form D on July 23, 2015 and most recently amended it on July 25, 2016, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. ABS Capital Partners VIII, L.P. reported $149,800,000 sold from 35 investors of a $400,000,000 total offering as of the Form D filed July 25, 2016. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Shannon Advisors, LLC (CRD 150305), associated with None; Credit Suisse Securities (USA) LLC (CRD 816), associated with None as recipients of sales compensation soliciting in AL, FL, GA, IL, NJ, NY, OH, TX. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 400 East Pratt Street, Suite 910, Baltimore, MD 21202.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing July 25, 2016

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001648930
Entity NameABS Capital Partners VIII, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2015
Issuer Address400 East Pratt Street, Suite 910, Baltimore, MD 21202
Phone(410) 246-5624
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled investment fund interests
First Sale DateJuly 27, 2015
Filing DateJuly 25, 2016
Accession Number0001648930-16-000002
Total Offering Amount$400,000,000
Total Amount Sold$149,800,000
Amount Remaining$250,200,000
Amount Sold NoteCombined figure across related vehicles: "The above ""Total Offering Amount"" and ""Total Amount Sold"" includes the Issuer and ABS Capital Partners VIII-B, L.P. (a parallel fund of the Issuer) and the capital commitment of the general partner of the Issuer and ABS Capital Partners VIII-B, L.P."
Total Investors35
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$0 (to Shannon Advisors, LLC and 1 other)
Finders' Fees$0
Revenue RangeNot Applicable
State (Issuer Address)MD
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the ABS Capital Partners family: 3 vehicles across 2 generations · adviser of record Abs Cp, INC. · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Abs Cp, INC.

CRD 313237 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund

Auditor named on Form ADV: BKD, LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

ABS Partners VIII, L.L.C.

Executive Officer · Baltimore, MD

General Partner of the Issuer

Donald B. Hebb, Jr.

Executive Officer · Baltimore, MD

Phillip A. Clough

Executive Officer · Baltimore, MD

John D. Stobo, Jr.

Executive Officer · Baltimore, MD

Mark S. Anderson

Promoter · Baltimore, MD

Stephanie D. Carter

Executive Officer · Baltimore, MD

Ashoke D. Goswami

Promoter · Baltimore, MD

Paul S. Mariani

Executive Officer · Baltimore, MD

James E. Stevenson, Jr.

Executive Officer · Baltimore, MD

Ralph S. Terkowitz

Executive Officer · Baltimore, MD

Laura L. Witt

Promoter · Baltimore, MD

Calbraith R. Wheaton

Executive Officer · Baltimore, MD

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Shannon Advisors, LLCCRD 150305 on BrokerCheck

Associated broker-dealer: None · Lake Forest, IL · Soliciting in AL, FL, GA, IL, NJ, NY, OH, TX

Credit Suisse Securities (USA) LLCCRD 816 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

Questions About ABS Capital Partners VIII, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is ABS Capital Partners VIII, L.P.?

ABS Capital Partners VIII, L.P. is a Delaware limited partnership organized in 2015 that filed a Form D with the SEC on July 25, 2016 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.

Is ABS Capital Partners VIII, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. ABS Capital Partners VIII, L.P. filed a Form D with the SEC on July 25, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $149,800,000 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is ABS Capital Partners VIII, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ABS Capital Partners VIII, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has ABS Capital Partners VIII, L.P. raised?

ABS Capital Partners VIII, L.P. reported $149,800,000 sold from 35 investors of a $400,000,000 total offering as of the Form D filed July 25, 2016. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.

Who can invest in ABS Capital Partners VIII, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in ABS Capital Partners VIII, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling ABS Capital Partners VIII, L.P. and how are they paid?

The Form D names Shannon Advisors, LLC (CRD 150305), associated with None; Credit Suisse Securities (USA) LLC (CRD 816), associated with None as recipients of sales compensation soliciting in AL, FL, GA, IL, NJ, NY, OH, TX. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind ABS Capital Partners VIII, L.P.?

The Form D lists 12 related persons: ABS Partners VIII, L.L.C., executive officer (General Partner of the Issuer); Donald B. Hebb, Jr., executive officer; Phillip A. Clough, executive officer; John D. Stobo, Jr., executive officer; Mark S. Anderson, promoter; Stephanie D. Carter, executive officer; Ashoke D. Goswami, promoter; Paul S. Mariani, executive officer, and 4 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is ABS Capital Partners VIII, L.P. located?

The issuer's address on its SEC filings is 400 East Pratt Street, Suite 910, Baltimore, MD 21202. Its phone number of record is 410-246-5624. It is organized under the laws of Delaware.

How long is the ABS Capital Partners VIII, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is ABS Capital Partners VIII, L.P.?

The Form D reports a revenue range of Not Applicable.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.