Cleveland Whiskey LLC
Raised
Pre-open
Investors
—
Min Invest
$25,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Cleveland Whiskey LLC, an Ohio-incorporated equity issuer, filed this Form D under Rule 506(c) on 2015-10-15, naming Tom Lix (executive officer/director), David Camiener, and Joseph Crocker as related persons. The filing reflects a pre-open offering with no disclosed total amount sold, no investor count, and a stated minimum investment of $25,000; it is not currently matched to a known sponsor platform.
This is a single-issuer equity raise using the 506(c) general solicitation exemption, common among early-stage operating companies seeking accredited investors outside a pooled fund structure. A $25K minimum is on the lower end for alternative investment offerings, consistent with a direct operating-company capital raise rather than an institutional fund vehicle.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
2
reporting
Investor
- 2 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Tom Lix
Executive Officer, Director · Cleveland, OH
David Camiener
Director · Cleveland, OH
Joseph Crocker
Director · Cleveland, OH
Questions About Cleveland Whiskey LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Cleveland Whiskey LLC?
Cleveland Whiskey LLC is an issuer that filed a Form D with the SEC on April 3, 2020. The filing claims 506(c).
Is Cleveland Whiskey LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Cleveland Whiskey LLC filed a Form D with the SEC on April 3, 2020 claiming 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Cleveland Whiskey LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Cleveland Whiskey LLC claimed 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Cleveland Whiskey LLC raised?
Cleveland Whiskey LLC reported no amount sold as of the Form D filed April 3, 2020.
Who can invest in Cleveland Whiskey LLC?
The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in Cleveland Whiskey LLC?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of April 3, 2020. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Cleveland Whiskey LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Cleveland Whiskey LLC?
The Form D lists 3 related persons: Tom Lix, executive officer, director (Chief Executive Officer and Manager of LLC); David Camiener, director (Manager); Joseph Crocker, director (Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Cleveland Whiskey LLC located?
The issuer's address on its SEC filings is 1768 East 25th Street, Cleveland, OH 44114. Its phone number of record is (216) 881-8481. It is organized under the laws of Ohio.
How long is the Cleveland Whiskey LLC offering open?
An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
Is this your company or fund?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.