Lombard International Life Assurance Co Separate Account VL 152
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$16M
Investors
4
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Lombard International Life Assurance Co Separate Account VL 152 is a Pennsylvania entity that first filed a Form D on September 30, 2015 and most recently amended it on April 24, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Lombard International Life Assurance Co Separate Account VL 152 reported $16,315,656 sold from 4 investors in an offering of indefinite size as of the Form D filed April 24, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Kestra Investment Services, LLC (CRD 42046), associated with Jason R. Zimmerman; Niagara International Capital Limited (CRD 135327), associated with Jason R. Zimmerman; Chalice Capital Partners, LLC (CRD 288898), associated with Jason R. Zimmerman as recipients of sales compensation soliciting in AK. The issuer's address of record is One Liberty Place, 1650 Market Street, 54th Floor, Philadelphia, PA 19103.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing April 24, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Lombard International Life Assurance Co Separate Account VL family: 131 vehicles across 7 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
LILAC Lombard International Life Assurance Company
Promoter · Philadelphia, PA
Issuer is an insurance company separate account formed under Pennsylvania insurance law.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Kestra Investment Services, LLCCRD 42046 on BrokerCheck
Associated broker-dealer: Jason R. Zimmerman (CRD 2672423) · Austin, TX · Soliciting in AK
Niagara International Capital LimitedCRD 135327 on BrokerCheck
Associated broker-dealer: Jason R. Zimmerman (CRD 2672423) · Clarence, NY · Soliciting in AK
Chalice Capital Partners, LLCCRD 288898 on BrokerCheck
Associated broker-dealer: Jason R. Zimmerman (CRD 2672423) · San Diego, CA · Soliciting in AK
Questions About Lombard International Life Assurance Co Separate Account VL 152
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Lombard International Life Assurance Co Separate Account VL 152?
Lombard International Life Assurance Co Separate Account VL 152 is a Pennsylvania entity that filed a Form D with the SEC on April 24, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Lombard International Life Assurance Co Separate Account VL 152 legit?
AltStreet does not rate legitimacy; it reports the public record. Lombard International Life Assurance Co Separate Account VL 152 filed a Form D with the SEC on April 24, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $16,315,656 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Lombard International Life Assurance Co Separate Account VL 152 registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Lombard International Life Assurance Co Separate Account VL 152 claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Lombard International Life Assurance Co Separate Account VL 152 raised?
Lombard International Life Assurance Co Separate Account VL 152 reported $16,315,656 sold from 4 investors in an offering of indefinite size as of the Form D filed April 24, 2023.
Who can invest in Lombard International Life Assurance Co Separate Account VL 152?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Lombard International Life Assurance Co Separate Account VL 152?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Lombard International Life Assurance Co Separate Account VL 152 and how are they paid?
The Form D names Kestra Investment Services, LLC (CRD 42046), associated with Jason R. Zimmerman; Niagara International Capital Limited (CRD 135327), associated with Jason R. Zimmerman; Chalice Capital Partners, LLC (CRD 288898), associated with Jason R. Zimmerman as recipients of sales compensation soliciting in AK.
Who is behind Lombard International Life Assurance Co Separate Account VL 152?
The Form D lists 1 related person: LILAC Lombard International Life Assurance Company, promoter (Issuer is an insurance company separate account formed under Pennsylvania insurance law). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Lombard International Life Assurance Co Separate Account VL 152 located?
The issuer's address on its SEC filings is One Liberty Place, 1650 Market Street, 54th Floor, Philadelphia, PA 19103. Its phone number of record is (484) 530-4800. It is organized under the laws of Pennsylvania.
How long is the Lombard International Life Assurance Co Separate Account VL 152 offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.
How large is Lombard International Life Assurance Co Separate Account VL 152?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.