Siguler Guff Small Business Credit Opportunities Fund, LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$113M
Investors
31
Min Invest
$5,000,000
What this filing shows
·Every sentence is a value as filed on SEC Form D
Siguler Guff Small Business Credit Opportunities Fund, LP is a Delaware limited partnership organized in 2014 that first filed a Form D on October 1, 2015 and most recently amended it on March 2, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Siguler Guff Small Business Credit Opportunities Fund, LP reported $112,950,000 sold from 31 investors in an offering of indefinite size as of the Form D filed March 2, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $775,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 825 Third Avenue, 10th Floor, New York, NY 10022.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Fund Family
Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.
Fund family
Siguler Guff Small Business Credit Opportunities Fund4 vehicles · 2 generations · since 2016 · $636.7M sold across the family
| Vehicle | Role | First filed | Status | Sold | Investors |
|---|---|---|---|---|---|
| Fund III · first filed 2022-11-17 · 1 vehicle · $439.6M sold · 45 investors | |||||
| Siguler Guff Small Business Credit Opportunities Fund III, LP | 2022-11-17 | dark | $439.6M | 45 | |
| Fund II · first filed 2019-03-01 · 2 vehicles · $84.2M sold · 24 investors | |||||
| Siguler Guff Small Business Credit Opportunities Fund II, LP | 2019-03-01 | dark | $51.7M | 16 | |
| Siguler Guff Small Business Credit Opportunities Fund II-A Holdings, LP | sleeve A, holdings | 2019-03-01 | dark | $32.5M | 8 |
| Unnumbered · first filed 2016-09-30 · 1 vehicle · $113.0M sold · 31 investors | |||||
| Siguler Guff Small Business Credit Opportunities Fund, LPthis issuer | 2016-09-30 | lapsed | $113.0M | 31 | |
Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Siguler Guff & Company, LP
Promoter · New York, NY
Siguler Guff SBCOF GP, LLC
Executive Officer · New York, NY
George William Siguler
Executive Officer · New York, NY
Andrew Joseph Guff
Executive Officer · New York, NY
Donald Paul Spencer
Executive Officer · New York, NY
Kenneth James Burns
Executive Officer · New York, NY
Questions About Siguler Guff Small Business Credit Opportunities Fund, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Siguler Guff Small Business Credit Opportunities Fund, LP?
Siguler Guff Small Business Credit Opportunities Fund, LP is a Delaware limited partnership organized in 2014 that filed a Form D with the SEC on March 2, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Siguler Guff Small Business Credit Opportunities Fund, LP legit?
AltStreet does not rate legitimacy; it reports the public record. Siguler Guff Small Business Credit Opportunities Fund, LP filed a Form D with the SEC on March 2, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $112,950,000 sold to 31 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Siguler Guff Small Business Credit Opportunities Fund, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Siguler Guff Small Business Credit Opportunities Fund, LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Siguler Guff Small Business Credit Opportunities Fund, LP raised?
Siguler Guff Small Business Credit Opportunities Fund, LP reported $112,950,000 sold from 31 investors in an offering of indefinite size as of the Form D filed March 2, 2018.
Who can invest in Siguler Guff Small Business Credit Opportunities Fund, LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in Siguler Guff Small Business Credit Opportunities Fund, LP?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of March 2, 2018. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Siguler Guff Small Business Credit Opportunities Fund, LP and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $775,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Siguler Guff Small Business Credit Opportunities Fund, LP?
The Form D lists 6 related persons: Siguler Guff & Company, LP, promoter; Siguler Guff SBCOF GP, LLC, executive officer; George William Siguler, executive officer; Andrew Joseph Guff, executive officer; Donald Paul Spencer, executive officer; Kenneth James Burns, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Siguler Guff Small Business Credit Opportunities Fund, LP located?
The issuer's address on its SEC filings is 825 Third Avenue, 10th Floor, New York, NY 10022. Its phone number of record is 212-332-5100. It is organized under the laws of Delaware.
How long is the Siguler Guff Small Business Credit Opportunities Fund, LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 6 amendments are on record for this CIK.
How large is Siguler Guff Small Business Credit Opportunities Fund, LP?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your offering?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.