Tetragon Credit Income II L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$350M
Investors
28
Min Invest
$100,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Tetragon Credit Income II L.P. is a Cayman Islands limited partnership organized in 2015 that first filed a Form D on November 18, 2015 and most recently amended it on June 7, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c)(7) and covers equity and pooled investment fund interests. Tetragon Credit Income II L.P. reported $349,600,000 sold from 28 investors in an offering of indefinite size as of the Form D filed June 7, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with None; Merrill Lynch International (CRD 162416), associated with None; Blue Sand Securities LLC (CRD 42976), associated with None; ISP Securities AG, associated with None and 1 other as recipients of sales compensation soliciting in all states. Sales commissions are reported as $1,365,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O Tetragon Credit Income Partners Ltd., Ugland House, Grand Cayman, E9 KY1-1104.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing June 7, 2017
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Tetragon Credit Income family: 8 vehicles across 4 generations · adviser of record Tetragon Partners L.P. · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 156040 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Tetragon Credit Income Partners Ltd.
Executive Officer · Grand Cayman, E9
General Partner of the Issuer
Reade Griffith
Executive Officer · Grand Cayman, E9
Director of General Partner of the Issuer
Paddy Dear
Executive Officer · Grand Cayman, E9
Director of General Partner of the Issuer
Alan Bozian
Executive Officer · Grand Cayman, E9
Director of General Partner of the Issuer
James Frischling
Executive Officer · Grand Cayman, E9
Director of General Partner of the Issuer
Thomas Glenn Mitchell
Executive Officer · Grand Cayman, E9
Director of General Partner of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Merrill Lynch InternationalCRD 162416 on BrokerCheck
Associated broker-dealer: None · London, X0 and outside the United States
Blue Sand Securities LLCCRD 42976 on BrokerCheck
Associated broker-dealer: None · Scottsdale, AZ · Soliciting in all states
ISP Securities AG
Associated broker-dealer: None · Zurick, V8 and outside the United States
GreensLedge Capital Markets, LLCCRD 151026 on BrokerCheck
Associated broker-dealer: None · New York, NY and outside the United States
Questions About Tetragon Credit Income II L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Tetragon Credit Income II L.P.?
Tetragon Credit Income II L.P. is a Cayman Islands limited partnership organized in 2015 that filed a Form D with the SEC on June 7, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Tetragon Credit Income II L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Tetragon Credit Income II L.P. filed a Form D with the SEC on June 7, 2017 claiming Rule 506(b), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $349,600,000 sold to 28 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Tetragon Credit Income II L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Tetragon Credit Income II L.P. claimed Rule 506(b), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Tetragon Credit Income II L.P. raised?
Tetragon Credit Income II L.P. reported $349,600,000 sold from 28 investors in an offering of indefinite size as of the Form D filed June 7, 2017.
Who can invest in Tetragon Credit Income II L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Tetragon Credit Income II L.P.?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of June 7, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Tetragon Credit Income II L.P. and how are they paid?
The Form D names Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with None; Merrill Lynch International (CRD 162416), associated with None; Blue Sand Securities LLC (CRD 42976), associated with None; ISP Securities AG, associated with None and 1 other as recipients of sales compensation soliciting in all states. Sales commissions are reported as $1,365,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Tetragon Credit Income II L.P.?
The Form D lists 6 related persons: Tetragon Credit Income Partners Ltd., executive officer (General Partner of the Issuer); Reade Griffith, executive officer (Director of General Partner of the Issuer); Paddy Dear, executive officer (Director of General Partner of the Issuer); Alan Bozian, executive officer (Director of General Partner of the Issuer); James Frischling, executive officer (Director of General Partner of the Issuer); Thomas Glenn Mitchell, executive officer (Director of General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Tetragon Credit Income II L.P. located?
The issuer's address on its SEC filings is C/O Tetragon Credit Income Partners Ltd., Ugland House, Grand Cayman, E9 KY1-1104. Its phone number of record is 212-359-7300. It is organized under the laws of Cayman Islands.
How long is the Tetragon Credit Income II L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
How large is Tetragon Credit Income II L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.