EDGAR Verified
Primary Source · SEC.gov

Hamilton Lane Secondary Fund IV LP

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$573M

Investors

33

Min Invest

None stated

What this filing shows

·

Every sentence is a value as filed on SEC Form D

Hamilton Lane Secondary Fund IV LP is a Delaware limited partnership organized in 2015 that first filed a Form D on January 7, 2016 and most recently amended it on January 9, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Hamilton Lane Secondary Fund IV LP reported $573,300,000 sold from 33 investors in an offering of indefinite size as of the Form D filed January 9, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Hamilton Lane Securities LLC (CRD 281510), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is One Presidential Boulevard, 4th Floor, Bala Cynwyd, PA 19004.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing January 9, 2017

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001661706
Entity NameHamilton Lane Secondary Fund IV LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2015
Issuer AddressOne Presidential Boulevard, 4th Floor, Bala Cynwyd, PA 19004
Phone(610) 617-6004
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateDecember 23, 2015
Filing DateJanuary 9, 2017
Accession Number0001661706-17-000001
Total Offering AmountIndefinite
Total Amount Sold$573,300,000
Total Investors33
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$0 (to Hamilton Lane Securities LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)PA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

Fund Family

Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.

Fund family

Hamilton Lane Secondary Fund4 vehicles · 4 generations · since 2016 · $5.26B sold across the family

This issuer is in Fund IV

VehicleRoleFirst filedStatusSoldInvestors
Fund VII · first filed 2026-07-08 · 1 vehicle
Hamilton Lane Secondary Fund VII-A LPsleeve A2026-07-08pre sale$00
Fund VI · first filed 2022-04-05 · 1 vehicle · $3.81B sold · 278 investors
Hamilton Lane Secondary Fund VI-A LPsleeve A2022-04-05dark$3.81B278
Fund V · first filed 2019-04-26 · 1 vehicle · $875.5M sold · 48 investors
Hamilton Lane Secondary Fund V LP2019-04-26dark$875.5M48
Fund IV · first filed 2016-01-07 · 1 vehicle · $573.3M sold · 33 investors
Hamilton Lane Secondary Fund IV LPthis issuer2016-01-07dark$573.3M33

Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Investor

  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Mario L. Giannini

Executive Officer · Bala Cynwyd, PA

Executive Officer of each Issuer's General Partner

Robert W. Cleveland

Executive Officer · Bala Cynwyd, PA

Executive Officer of each Issuer's General Partner

Randy W. Stilman

Executive Officer · Bala Cynwyd, PA

Executive Officer of each Issuer's General Partner

W. Hamilton Lane Advisors, L.L.C.

Promoter · Bala Cynwyd, PA

Manager

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Hamilton Lane Securities LLCCRD 281510 on BrokerCheck

Associated broker-dealer: None · Bala Cynwyd, PA · Soliciting in all states

Questions About Hamilton Lane Secondary Fund IV LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Hamilton Lane Secondary Fund IV LP?

Hamilton Lane Secondary Fund IV LP is a Delaware limited partnership organized in 2015 that filed a Form D with the SEC on January 9, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Hamilton Lane Secondary Fund IV LP legit?

AltStreet does not rate legitimacy; it reports the public record. Hamilton Lane Secondary Fund IV LP filed a Form D with the SEC on January 9, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $573,300,000 sold to 33 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Hamilton Lane Secondary Fund IV LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Hamilton Lane Secondary Fund IV LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Hamilton Lane Secondary Fund IV LP raised?

Hamilton Lane Secondary Fund IV LP reported $573,300,000 sold from 33 investors in an offering of indefinite size as of the Form D filed January 9, 2017.

Who can invest in Hamilton Lane Secondary Fund IV LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Hamilton Lane Secondary Fund IV LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Hamilton Lane Secondary Fund IV LP and how are they paid?

The Form D names Hamilton Lane Securities LLC (CRD 281510), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Hamilton Lane Secondary Fund IV LP?

The Form D lists 4 related persons: Mario L. Giannini, executive officer (Executive Officer of each Issuer's General Partner); Robert W. Cleveland, executive officer (Executive Officer of each Issuer's General Partner); Randy W. Stilman, executive officer (Executive Officer of each Issuer's General Partner); W. Hamilton Lane Advisors, L.L.C., promoter (Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Hamilton Lane Secondary Fund IV LP located?

The issuer's address on its SEC filings is One Presidential Boulevard, 4th Floor, Bala Cynwyd, PA 19004. Its phone number of record is (610) 617-6004. It is organized under the laws of Delaware.

How long is the Hamilton Lane Secondary Fund IV LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Hamilton Lane Secondary Fund IV LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

Is this your offering?

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.