SEC filing record
Primary Source · SEC.gov

Griffis Premium Apartment Fund III, LLC

2016 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$27M

Investors

88

Min Invest

$50,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Griffis Premium Apartment Fund III, LLC is a Delaware limited liability company organized in 2014 that filed a Form D with the SEC on January 11, 2016 in the Investing industry group. The offering claims Rule 506(b) and covers equity. Griffis Premium Apartment Fund III, LLC reported $27,091,400 sold from 88 investors of a $100,000,000 total offering as of the Form D filed January 11, 2016. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 6400 S. Fiddler'S Green Circle, Suite 1200, Greenwood Village, CO 80111.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001662236
Entity NameGriffis Premium Apartment Fund III, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2014
Issuer Address6400 S. Fiddler'S Green Circle, Suite 1200, Greenwood Village, CO 80111
Phone(303) 268-2121
Industry / Fund TypeInvesting
Securities TypeEquity
First Sale DateJune 2, 2014
Filing DateJanuary 11, 2016
Accession Number0001104659-16-089079
Total Offering Amount$100,000,000
Total Amount Sold$27,091,400
Amount Remaining$72,908,600
Total Investors88
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)CO
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the Griffis Premium Apartment Fund family: 20 vehicles across 5 generations · adviser of record Griffis Residential Investment Advisor · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Griffis Residential Investment Advisor

CRD 166201 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund

Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Donna Brown

Executive Officer · Greenwood Village, CO

Ms. Brown is an officer Griffis Residential, the manager of the Issuer's managing member.

Tom Barta

Executive Officer · Greenwood Village, CO

Mr. Barta is an officer of Griffis Residential, the manager of the Issuer's managing member.

Ian Griffis

Executive Officer, Director, Promoter · Greenwood Village, CO

Mr. Griffis is an officer and manager of Griffis Residential, the m of the Issuer's managing member.

David Birnbaum

Executive Officer, Director, Promoter · Greenwood Village, CO

Mr. Birnbaum is an officer and manager of Griffis Residential, the manager of the Issuer's managing member.

Questions About Griffis Premium Apartment Fund III, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Griffis Premium Apartment Fund III, LLC?

Griffis Premium Apartment Fund III, LLC is a Delaware limited liability company organized in 2014 that filed a Form D with the SEC on January 11, 2016 in the Investing industry group. The filing claims Rule 506(b) for an offering of equity.

Is Griffis Premium Apartment Fund III, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Griffis Premium Apartment Fund III, LLC filed a Form D with the SEC on January 11, 2016 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $27,091,400 sold to 88 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Griffis Premium Apartment Fund III, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Griffis Premium Apartment Fund III, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Griffis Premium Apartment Fund III, LLC raised?

Griffis Premium Apartment Fund III, LLC reported $27,091,400 sold from 88 investors of a $100,000,000 total offering as of the Form D filed January 11, 2016.

Who can invest in Griffis Premium Apartment Fund III, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in Griffis Premium Apartment Fund III, LLC?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of January 11, 2016. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Griffis Premium Apartment Fund III, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Griffis Premium Apartment Fund III, LLC?

The Form D lists 4 related persons: Donna Brown, executive officer (Ms. Brown is an officer Griffis Residential, the manager of the Issuer's managing member); Tom Barta, executive officer (Mr. Barta is an officer of Griffis Residential, the manager of the Issuer's managing member); Ian Griffis, executive officer, director, promoter (Mr. Griffis is an officer and manager of Griffis Residential, the m of the Issuer's managing member); David Birnbaum, executive officer, director, promoter (Mr. Birnbaum is an officer and manager of Griffis Residential, the manager of the Issuer's managing member). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Griffis Premium Apartment Fund III, LLC located?

The issuer's address on its SEC filings is 6400 S. Fiddler'S Green Circle, Suite 1200, Greenwood Village, CO 80111. Its phone number of record is 303-268-2121. It is organized under the laws of Delaware.

How long is the Griffis Premium Apartment Fund III, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Griffis Premium Apartment Fund III, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.