SEC filing record
Primary Source · SEC.gov

Fulton5 Holdings, LLC

2016 vintageRule 506(c)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$28M

Investors

2

Min Invest

$250,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Fulton5 Holdings, LLC is a Delaware limited liability company organized in 2015 that filed a Form D with the SEC on January 22, 2016 in the Residential industry group. The offering claims Rule 506(c) and covers equity. Fulton5 Holdings, LLC reported $28,392,736 sold from 2 investors of a $28,392,736 total offering as of the Form D filed January 22, 2016. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 4370 La Jolla Village Dr., Suite 960, San Diego, CA 92122.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001664536
Entity NameFulton5 Holdings, LLC
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2015
Issuer Address4370 La Jolla Village Dr., Suite 960, San Diego, CA 92122
Phone(858) 546-0900
Industry / Fund TypeResidential
Securities TypeEquity
First Sale DateOctober 1, 2015
Filing DateJanuary 22, 2016
Accession Number0001664536-16-000001
Total Offering Amount$28,392,736
Total Amount Sold$28,392,736
Amount Remaining$0
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$250,000
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Fulton family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

David Carlos Michan

Executive Officer · San Diego, CA

Manager of Strata MM, LLC, Manager of issuer

Carlos David Michan

Executive Officer · San Diego, CA

CEO of Strata MM, LLC, managing member of issuer

Questions About Fulton5 Holdings, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Fulton5 Holdings, LLC?

Fulton5 Holdings, LLC is a Delaware limited liability company organized in 2015 that filed a Form D with the SEC on January 22, 2016 in the Residential industry group. The filing claims Rule 506(c) for an offering of equity.

Is Fulton5 Holdings, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Fulton5 Holdings, LLC filed a Form D with the SEC on January 22, 2016 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $28,392,736 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Fulton5 Holdings, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fulton5 Holdings, LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Fulton5 Holdings, LLC raised?

Fulton5 Holdings, LLC reported $28,392,736 sold from 2 investors of a $28,392,736 total offering as of the Form D filed January 22, 2016.

Who can invest in Fulton5 Holdings, LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.

What is the minimum investment in Fulton5 Holdings, LLC?

The Form D lists $250,000 as the minimum investment accepted from any outside investor as of January 22, 2016. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Fulton5 Holdings, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Fulton5 Holdings, LLC?

The Form D lists 2 related persons: David Carlos Michan, executive officer (Manager of Strata MM, LLC, Manager of issuer); Carlos David Michan, executive officer (CEO of Strata MM, LLC, managing member of issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Fulton5 Holdings, LLC located?

The issuer's address on its SEC filings is 4370 La Jolla Village Dr., Suite 960, San Diego, CA 92122. Its phone number of record is 8585460900. It is organized under the laws of Delaware.

How long is the Fulton5 Holdings, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Fulton5 Holdings, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.