LIME ROCK RESOURCES IV-C, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
$5,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
LIME ROCK RESOURCES IV-C, L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on February 2, 2016, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c)(1) and covers equity and pooled investment fund interests. LIME ROCK RESOURCES IV-C, L.P. reported that the first sale had not yet occurred as of the Form D filed February 2, 2016, so no amount sold or investor count is on file. The total offering amount is $850,000,000. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is Heritage Plaza, 1111 Bagby Street, Suite 4600, Houston, TX 77002.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Fund family Part of the Lime Rock Resources family: 5 vehicles across 4 generations · adviser of record Lime Rock · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 157127 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund
Auditor named on Form ADV: PricewaterhouseCoopers LTD. · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
LIME ROCK RESOURCES GP IV, L.P.
Executive Officer, Promoter · HOUSTON, TX
General Partner of the Issuer.
LIME ROCK MANAGEMENT LP
Promoter · WESTPORT, CT
Manager of the Issuer.
ERIC MULLINS
Executive Officer, Promoter · HOUSTON, TX
Mr. Mullins is a member and Co-Chief Executive Officer of the general partner of the General Partner of the Issuer and Co-Chief Executive Officer of the Issuer.
CHARLES ADCOCK
Executive Officer, Promoter · HOUSTON, TX
Mr. Adcock is a member and Co-Chief Executive Officer of the general partner of the General Partner of the Issuer and Co-Chief Executive Officer of the Issuer.
SUSAN OSWALD
Executive Officer, Promoter · WESTPORT, CT
Ms. Oswald is the Chief Financial Officer, Secretary and Authorized Signatory of the general partner of the General Partner of the Issuer.
JONATHAN FARBER
Executive Officer, Promoter · WESTPORT, CT
Mr. Farber is a member and manager of the general partner of the General Partner of the Issuer.
JOHN REYNOLDS
Executive Officer, Promoter · WESTPORT, CT
Mr. Reynolds is a member and manager of the general partner of the General Partner of the Issuer.
C. TIM MILLER
Executive Officer · HOUSTON, TX
Mr. Miller is the Executive Vice President of Operations and Chief Operating Officer of the Issuer.
MORROW TIM EVANS
Executive Officer · HOUSTON, TX
Mr. Evans is Senior Vice President of Finance and Chief Financial Officer of the Issuer.
Questions About LIME ROCK RESOURCES IV-C, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is LIME ROCK RESOURCES IV-C, L.P.?
LIME ROCK RESOURCES IV-C, L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on February 2, 2016 as a private equity fund. The filing claims Rule 506(b), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is LIME ROCK RESOURCES IV-C, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. LIME ROCK RESOURCES IV-C, L.P. filed a Form D with the SEC on February 2, 2016 claiming Rule 506(b), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is LIME ROCK RESOURCES IV-C, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that LIME ROCK RESOURCES IV-C, L.P. claimed Rule 506(b), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has LIME ROCK RESOURCES IV-C, L.P. raised?
LIME ROCK RESOURCES IV-C, L.P. reported that the first sale had not yet occurred as of the Form D filed February 2, 2016, so no amount sold or investor count is on file. The total offering amount is $850,000,000.
Who can invest in LIME ROCK RESOURCES IV-C, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in LIME ROCK RESOURCES IV-C, L.P.?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of February 2, 2016. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling LIME ROCK RESOURCES IV-C, L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind LIME ROCK RESOURCES IV-C, L.P.?
The Form D lists 9 related persons: LIME ROCK RESOURCES GP IV, L.P., executive officer, promoter (General Partner of the Issuer); LIME ROCK MANAGEMENT LP, promoter (Manager of the Issuer); ERIC MULLINS, executive officer, promoter (Mr. Mullins is a member and Co-Chief Executive Officer of the general partner of the General Partner of the Issuer and Co-Chief Executive Officer of the Issuer); CHARLES ADCOCK, executive officer, promoter (Mr. Adcock is a member and Co-Chief Executive Officer of the general partner of the General Partner of the Issuer and Co-Chief Executive Officer of the Issuer); SUSAN OSWALD, executive officer, promoter (Ms. Oswald is the Chief Financial Officer, Secretary and Authorized Signatory of the general partner of the General Partner of the Issuer); JONATHAN FARBER, executive officer, promoter (Mr. Farber is a member and manager of the general partner of the General Partner of the Issuer); JOHN REYNOLDS, executive officer, promoter (Mr. Reynolds is a member and manager of the general partner of the General Partner of the Issuer); C. TIM MILLER, executive officer (Mr. Miller is the Executive Vice President of Operations and Chief Operating Officer of the Issuer), and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is LIME ROCK RESOURCES IV-C, L.P. located?
The issuer's address on its SEC filings is Heritage Plaza, 1111 Bagby Street, Suite 4600, Houston, TX 77002. Its phone number of record is (713) 292-9500. It is organized under the laws of Delaware.
How long is the LIME ROCK RESOURCES IV-C, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is LIME ROCK RESOURCES IV-C, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.