SEC filing record
Primary Source · SEC.gov

ACE III Co-Invest (EU), L.P.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$10M

Investors

20

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

ACE III Co-Invest (EU), L.P. is a Cayman Islands limited partnership organized in 2016 that filed a Form D with the SEC on March 29, 2016, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. ACE III Co-Invest (EU), L.P. reported $9,641,500 sold from 20 investors in an offering of indefinite size as of the Form D filed March 29, 2016. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Ares Investor Services LLC (CRD 166219), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O Ares Management LLC, 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001670372
Entity NameACE III Co-Invest (EU), L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationCayman Islands
Year Organized2016
Issuer AddressC/O Ares Management LLC, 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067
Phone(310) 201-4100
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled investment fund interests
First Sale DateMarch 28, 2016
Filing DateMarch 29, 2016
Accession Number0001670372-16-000001
Total Offering AmountIndefinite
Total Amount Sold$9,641,500
Total Investors20
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to Ares Investor Services LLC)
Finders' Fees$0
Net Asset Value RangeNot Applicable
State (Issuer Address)CA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the ACE Co Invest family: 7 vehicles across 3 generations · full family and the filing behind each link in the terminal

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

ACE III GP LLC

Director · LOS ANGELES, CA

General Partner of the Issuer

Michael A. Arougheti

Executive Officer · LOS ANGELES, CA

Joshua M. Bloomstein

Executive Officer · LOS ANGELES, CA

Robert Kipp deVeer

Executive Officer · LOS ANGELES, CA

Michael D. Weiner

Executive Officer · LOS ANGELES, CA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Ares Investor Services LLCCRD 166219 on BrokerCheck

Associated broker-dealer: None · Los Angeles, CA · Soliciting in all states

Questions About ACE III Co-Invest (EU), L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is ACE III Co-Invest (EU), L.P.?

ACE III Co-Invest (EU), L.P. is a Cayman Islands limited partnership organized in 2016 that filed a Form D with the SEC on March 29, 2016 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.

Is ACE III Co-Invest (EU), L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. ACE III Co-Invest (EU), L.P. filed a Form D with the SEC on March 29, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,641,500 sold to 20 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is ACE III Co-Invest (EU), L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ACE III Co-Invest (EU), L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has ACE III Co-Invest (EU), L.P. raised?

ACE III Co-Invest (EU), L.P. reported $9,641,500 sold from 20 investors in an offering of indefinite size as of the Form D filed March 29, 2016.

Who can invest in ACE III Co-Invest (EU), L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in ACE III Co-Invest (EU), L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling ACE III Co-Invest (EU), L.P. and how are they paid?

The Form D names Ares Investor Services LLC (CRD 166219), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind ACE III Co-Invest (EU), L.P.?

The Form D lists 5 related persons: ACE III GP LLC, director (General Partner of the Issuer); Michael A. Arougheti, executive officer; Joshua M. Bloomstein, executive officer; Robert Kipp deVeer, executive officer; Michael D. Weiner, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is ACE III Co-Invest (EU), L.P. located?

The issuer's address on its SEC filings is C/O Ares Management LLC, 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067. Its phone number of record is 310-201-4100. It is organized under the laws of Cayman Islands.

How long is the ACE III Co-Invest (EU), L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is ACE III Co-Invest (EU), L.P.?

The Form D reports an aggregate net asset value range of Not Applicable.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.