SEC filing record
Primary Source · SEC.gov

Blackstone Tactical Opportunities Fund - H L.P.

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

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What this filing shows

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Every sentence is a value as filed on SEC Form D

Blackstone Tactical Opportunities Fund - H L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on November 14, 2016, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Blackstone Tactical Opportunities Fund - H L.P. reported that the first sale had not yet occurred as of the Form D filed November 14, 2016, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $1,800,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 345 Park Avenue, New York, NY 10154.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001671568
Entity NameBlackstone Tactical Opportunities Fund - H L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2016
Issuer Address345 Park Avenue, New York, NY 10154
Phone(212) 583-5000
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateNovember 14, 2016
Accession Number0001671568-16-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$1,800,000 (to Merrill Lynch, Pierce, Fenner & Smith Incorporated)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

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Statements extracted

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NAV prints

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none on file

Offering chains

1

pre_sale

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Fund family Part of the Blackstone Tactical Opportunities Fund family: 26 vehicles across 4 generations · adviser of record Blackstone Tactical Opportunities Advisors L.L.C. · full family and the filing behind each link in the terminal

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Adviser of Record (Form ADV)

Blackstone Tactical Opportunities Advisors L.L.C.

CRD 160157 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Deloitte Touche Tohmatsu · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Blackstone Tactical Opportunities Associates L.L.C.

Promoter · New York, NY

"The General Partner of the Issuer (the ""GP"")."

BTOA L.L.C.

Promoter · New York, NY

The Sole Member of the GP.

David Blitzer

Executive Officer · New York, NY

Chief Investment Officer of the Sole Member of the GP.

Christopher James

Executive Officer · New York, NY

Chief Operating Officer of the Sole Member of the GP.

John G. Finley

Executive Officer · New York, NY

Chief Legal Officer of the Sole Member of the GP.

Christopher G. Striano

Executive Officer · New York, NY

Chief Financial Officer of the Sole Member of the GP.

Omar G. Rehman

Executive Officer · New York, NY

Chief Compliance Officer and Secretary of the Sole Member of the GP.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck

New York, NY · Soliciting in all states

Questions About Blackstone Tactical Opportunities Fund - H L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Blackstone Tactical Opportunities Fund - H L.P.?

Blackstone Tactical Opportunities Fund - H L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on November 14, 2016 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Blackstone Tactical Opportunities Fund - H L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Blackstone Tactical Opportunities Fund - H L.P. filed a Form D with the SEC on November 14, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Blackstone Tactical Opportunities Fund - H L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Blackstone Tactical Opportunities Fund - H L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Blackstone Tactical Opportunities Fund - H L.P. raised?

Blackstone Tactical Opportunities Fund - H L.P. reported that the first sale had not yet occurred as of the Form D filed November 14, 2016, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in Blackstone Tactical Opportunities Fund - H L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Blackstone Tactical Opportunities Fund - H L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Blackstone Tactical Opportunities Fund - H L.P. and how are they paid?

The Form D names Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $1,800,000 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Blackstone Tactical Opportunities Fund - H L.P.?

The Form D lists 7 related persons: Blackstone Tactical Opportunities Associates L.L.C., promoter ("The General Partner of the Issuer (the ""GP"")."); BTOA L.L.C., promoter (The Sole Member of the GP); David Blitzer, executive officer (Chief Investment Officer of the Sole Member of the GP); Christopher James, executive officer (Chief Operating Officer of the Sole Member of the GP); John G. Finley, executive officer (Chief Legal Officer of the Sole Member of the GP); Christopher G. Striano, executive officer (Chief Financial Officer of the Sole Member of the GP); Omar G. Rehman, executive officer (Chief Compliance Officer and Secretary of the Sole Member of the GP). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Blackstone Tactical Opportunities Fund - H L.P. located?

The issuer's address on its SEC filings is 345 Park Avenue, New York, NY 10154. Its phone number of record is 212-583-5000. It is organized under the laws of Delaware.

How long is the Blackstone Tactical Opportunities Fund - H L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Blackstone Tactical Opportunities Fund - H L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.