PineBridge Secondary Partners IV, SLP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$568M
Investors
16
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
PineBridge Secondary Partners IV, SLP is a Luxembourg limited partnership organized in 2016 that first filed a Form D on July 1, 2016 and most recently amended it on March 12, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. PineBridge Secondary Partners IV, SLP reported $568,006,243 sold from 16 investors of a $568,006,243 total offering as of the Form D filed March 12, 2018. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names TopCap Partners, Inc. (CRD 283457), associated with None as the recipient of sales compensation soliciting in NY. Sales commissions are reported as $75,370 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 399 Park Avenue, 4th Floor, New York, NY 10022.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the PineBridge Secondary Partners SLP family: 6 vehicles across 3 generations · adviser of record Heron View Partners LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 105926 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Ernst & Young S.A. · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
PineBridge Investments LLC
Promoter · New York, NY
Portfolio Manager
PineBridge Investments Ireland Limited
Promoter · New York, NY
Investment Manager
Steven Costabile
Executive Officer · New York, NY
Managing Director of the Portfolio Manager
Loic Rentiers
Executive Officer · New York, NY
Managing Director of the Portfolio Manager
Jay Quenville
Executive Officer · New York, NY
Senior Vice President of the Portfolio Manager
Cristina Alcaide
Executive Officer · New York, NY
Senior Vice President of the Portfolio Manager
Justin Pollack
Executive Officer · New York, NY
Managing Director of the Portfolio Manager
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
TopCap Partners, Inc.CRD 283457 on BrokerCheck
Associated broker-dealer: None · Southampton, NY · Soliciting in NY
Questions About PineBridge Secondary Partners IV, SLP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is PineBridge Secondary Partners IV, SLP?
PineBridge Secondary Partners IV, SLP is a Luxembourg limited partnership organized in 2016 that filed a Form D with the SEC on March 12, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is PineBridge Secondary Partners IV, SLP legit?
AltStreet does not rate legitimacy; it reports the public record. PineBridge Secondary Partners IV, SLP filed a Form D with the SEC on March 12, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $568,006,243 sold to 16 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is PineBridge Secondary Partners IV, SLP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PineBridge Secondary Partners IV, SLP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has PineBridge Secondary Partners IV, SLP raised?
PineBridge Secondary Partners IV, SLP reported $568,006,243 sold from 16 investors of a $568,006,243 total offering as of the Form D filed March 12, 2018. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.
Who can invest in PineBridge Secondary Partners IV, SLP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in PineBridge Secondary Partners IV, SLP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling PineBridge Secondary Partners IV, SLP and how are they paid?
The Form D names TopCap Partners, Inc. (CRD 283457), associated with None as the recipient of sales compensation soliciting in NY. Sales commissions are reported as $75,370 and finders' fees as $0. Form D allows these to be estimates.
Who is behind PineBridge Secondary Partners IV, SLP?
The Form D lists 7 related persons: PineBridge Investments LLC, promoter (Portfolio Manager); PineBridge Investments Ireland Limited, promoter (Investment Manager); Steven Costabile, executive officer (Managing Director of the Portfolio Manager); Loic Rentiers, executive officer (Managing Director of the Portfolio Manager); Jay Quenville, executive officer (Senior Vice President of the Portfolio Manager); Cristina Alcaide, executive officer (Senior Vice President of the Portfolio Manager); Justin Pollack, executive officer (Managing Director of the Portfolio Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is PineBridge Secondary Partners IV, SLP located?
The issuer's address on its SEC filings is 399 Park Avenue, 4th Floor, New York, NY 10022. Its phone number of record is 646-857-8549. It is organized under the laws of Luxembourg.
How long is the PineBridge Secondary Partners IV, SLP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is PineBridge Secondary Partners IV, SLP?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.