Argonaut Private Equity Fund III, LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
None stated
What this filing shows
·Every sentence is a value as filed on SEC Form D
Argonaut Private Equity Fund III, LP is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on July 8, 2016, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Argonaut Private Equity Fund III, LP reported that the first sale had not yet occurred as of the Form D filed July 8, 2016, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 6733 South Yale Avenue, Tulsa, OK 74136.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Fund Family
Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.
Fund family
Argonaut Private Equity Fund4 vehicles · 4 generations · since 2016 · $805.7M sold across the family
This issuer is in Fund III
| Vehicle | Role | First filed | Status | Sold | Investors |
|---|---|---|---|---|---|
| Fund VI · first filed 2026-03-26 · 1 vehicle | |||||
| Argonaut Private Equity Fund VI, LP | 2026-03-26 | pre sale | $0 | 0 | |
| Fund V · first filed 2021-12-01 · 1 vehicle · $455.0M sold · 100 investors | |||||
| Argonaut Private Equity Fund V, LP | 2021-12-01 | lapsed | $455.0M | 100 | |
| Fund IV · first filed 2018-07-23 · 1 vehicle · $350.7M sold · 62 investors | |||||
| Argonaut Private Equity Fund IV, LP | 2018-07-23 | lapsed | $350.7M | 62 | |
| Fund III · first filed 2016-07-08 · 1 vehicle | |||||
| Argonaut Private Equity Fund III, LPthis issuer | 2016-07-08 | pre sale | $0 | 0 | |
Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Argonaut Private Capital, LP
Promoter · Tulsa, OK
Investment Manager
Steven R. Mitchell
Executive Officer · Tulsa, OK
President of BW Investment Management, Inc., the GP of Argonaut Fund III GP, LP, the Issuer's General Partner
Patrick R. Sullivan
Executive Officer · Tulsa, OK
Chief Compliance Officer, Investment Adviser
Phil R. VanTrease
Executive Officer · Tulsa, OK
Chief Financial Officer, Investment Adviser
Questions About Argonaut Private Equity Fund III, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Argonaut Private Equity Fund III, LP?
Argonaut Private Equity Fund III, LP is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on July 8, 2016 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Argonaut Private Equity Fund III, LP legit?
AltStreet does not rate legitimacy; it reports the public record. Argonaut Private Equity Fund III, LP filed a Form D with the SEC on July 8, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Argonaut Private Equity Fund III, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Argonaut Private Equity Fund III, LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Argonaut Private Equity Fund III, LP raised?
Argonaut Private Equity Fund III, LP reported that the first sale had not yet occurred as of the Form D filed July 8, 2016, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Argonaut Private Equity Fund III, LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Argonaut Private Equity Fund III, LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Argonaut Private Equity Fund III, LP and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Argonaut Private Equity Fund III, LP?
The Form D lists 4 related persons: Argonaut Private Capital, LP, promoter (Investment Manager); Steven R. Mitchell, executive officer (President of BW Investment Management, Inc., the GP of Argonaut Fund III GP, LP, the Issuer's General Partner); Patrick R. Sullivan, executive officer (Chief Compliance Officer, Investment Adviser); Phil R. VanTrease, executive officer (Chief Financial Officer, Investment Adviser). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Argonaut Private Equity Fund III, LP located?
The issuer's address on its SEC filings is 6733 South Yale Avenue, Tulsa, OK 74136. Its phone number of record is (918) 491-4538. It is organized under the laws of Delaware.
How long is the Argonaut Private Equity Fund III, LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Argonaut Private Equity Fund III, LP?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your offering?
Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.