SEC filing record
Primary Source · SEC.gov

SORENSON VENTURES, L.P.

Fund Vehicle2017 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

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What this filing shows

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Every sentence is a value as filed on SEC Form D

SORENSON VENTURES, L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on May 8, 2017, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. SORENSON VENTURES, L.P. reported that the first sale had not yet occurred as of the Form D filed May 8, 2017, so no amount sold or investor count is on file. The total offering amount is $100,000,000. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names INEO CAPITAL, LLC (CRD 143262), associated with None as the recipient of sales compensation soliciting in CT, FL, MO, NY, OH. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 3400 N. Ashton Boulevard, Suite 400, Lehi, UT 84043.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001681834
Entity NameSORENSON VENTURES, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2016
Issuer Address3400 N. Ashton Boulevard, Suite 400, Lehi, UT 84043
Phone(801) 407-8400
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypeEquity, Pooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateMay 8, 2017
Accession Number0001681834-17-000002
Total Offering Amount$100,000,000
Total Amount Sold$0 (no sales yet)
Amount Remaining$100,000,000
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to INEO CAPITAL, LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)UT
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

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Statements extracted

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NAV prints

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none on file

Offering chains

1

pre_sale

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Fund family Part of the Sorenson Ventures family: 5 vehicles across 2 generations · adviser of record West Rim Capital Associates II, L.P. · full family and the filing behind each link in the terminal

Investor

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Adviser of Record (Form ADV)

West Rim Capital Associates II, L.P.

CRD 145085 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund

Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

LUKE SORENSON

Executive Officer, Promoter · LEHI, UT

RONALD MIKA

Executive Officer, Promoter · LEHI, UT

ROB RUECKERT

Executive Officer, Promoter · LEHI, UT

MARK LUDWIG

Executive Officer, Promoter · LEHI, UT

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

INEO CAPITAL, LLCCRD 143262 on BrokerCheck

Associated broker-dealer: None · MIAMI, FL · Soliciting in CT, FL, MO, NY, OH

Questions About SORENSON VENTURES, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is SORENSON VENTURES, L.P.?

SORENSON VENTURES, L.P. is a Delaware limited partnership organized in 2016 that filed a Form D with the SEC on May 8, 2017 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is SORENSON VENTURES, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. SORENSON VENTURES, L.P. filed a Form D with the SEC on May 8, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is SORENSON VENTURES, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that SORENSON VENTURES, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has SORENSON VENTURES, L.P. raised?

SORENSON VENTURES, L.P. reported that the first sale had not yet occurred as of the Form D filed May 8, 2017, so no amount sold or investor count is on file. The total offering amount is $100,000,000.

Who can invest in SORENSON VENTURES, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in SORENSON VENTURES, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling SORENSON VENTURES, L.P. and how are they paid?

The Form D names INEO CAPITAL, LLC (CRD 143262), associated with None as the recipient of sales compensation soliciting in CT, FL, MO, NY, OH. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind SORENSON VENTURES, L.P.?

The Form D lists 4 related persons: LUKE SORENSON, executive officer, promoter; RONALD MIKA, executive officer, promoter; ROB RUECKERT, executive officer, promoter; MARK LUDWIG, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is SORENSON VENTURES, L.P. located?

The issuer's address on its SEC filings is 3400 N. Ashton Boulevard, Suite 400, Lehi, UT 84043. Its phone number of record is (801) 407-8400. It is organized under the laws of Delaware.

How long is the SORENSON VENTURES, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is SORENSON VENTURES, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.