CP Investment VI REIT 1
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$100K
Investors
100
Min Invest
$1,000
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
CP Investment VI REIT 1 is a Maryland entity organized in 2016 that filed a Form D with the SEC on November 9, 2016 in the REITS and Finance industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity. CP Investment VI REIT 1 reported $100,000 sold from 100 investors of a $125,000 total offering as of the Form D filed November 9, 2016. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000. The Form D names Charles Harrison (CRD 3071551), associated with H & L Equities, LLC; Phyllis Johnson (CRD 1020488), associated with H & L Equities, LLC; Patrick Whelchel (CRD 5389090), associated with H & L Equities, LLC; Scott Harrison (CRD 4981070), associated with H & L Equities, LLC and 1 other as recipients of sales compensation soliciting in FL, GA, TX. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is Carmel Partners, Inc., 1000 Sansome Street, First Floor, San Francisco, CA 94111.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the CP Investment REIT family: 18 vehicles across 4 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Brian Smith
Executive Officer · San Francisco, CA
Senior Vice President, Assistant Secretary and Assistant Treasurer
Ron Zeff
Executive Officer · San Francisco, CA
Chief Executive Officer and Trustee of the Issuer
Michael LaHorgue
Executive Officer · San Francisco, CA
President and Trustee of the Issuer
Michael Halper
Executive Officer · San Francisco, CA
Executive Vice President and Trustee of the Issuer
Daniel Garibaldi
Executive Officer · San Francisco, CA
Executive Vice President
Chris Beda
Executive Officer · San Francisco, CA
Executive Vice President
Quinn Barton
Executive Officer · San Francisco, CA
Executive Vice President
Dennis Markus
Executive Officer · San Francisco, CA
Executive Vice President and Treasurer
Bob Hernandez
Executive Officer · San Francisco, CA
Senior Vice President, Assistant Secretary and Assistant Treasurer
REIT Funding, LLC
Promoter · Atlanta, GA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Charles HarrisonCRD 3071551 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in FL, GA, TX
Phyllis JohnsonCRD 1020488 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in GA, TX
Patrick WhelchelCRD 5389090 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in GA
Scott HarrisonCRD 4981070 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in FL, GA, TX
Lori MayfieldCRD 4899271 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA · Soliciting in GA
Questions About CP Investment VI REIT 1
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is CP Investment VI REIT 1?
CP Investment VI REIT 1 is a Maryland entity organized in 2016 that filed a Form D with the SEC on November 9, 2016 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity.
Is CP Investment VI REIT 1 legit?
AltStreet does not rate legitimacy; it reports the public record. CP Investment VI REIT 1 filed a Form D with the SEC on November 9, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $100,000 sold to 100 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is CP Investment VI REIT 1 registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CP Investment VI REIT 1 claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has CP Investment VI REIT 1 raised?
CP Investment VI REIT 1 reported $100,000 sold from 100 investors of a $125,000 total offering as of the Form D filed November 9, 2016.
Who can invest in CP Investment VI REIT 1?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000.
What is the minimum investment in CP Investment VI REIT 1?
The Form D lists $1,000 as the minimum investment accepted from any outside investor as of November 9, 2016. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling CP Investment VI REIT 1 and how are they paid?
The Form D names Charles Harrison (CRD 3071551), associated with H & L Equities, LLC; Phyllis Johnson (CRD 1020488), associated with H & L Equities, LLC; Patrick Whelchel (CRD 5389090), associated with H & L Equities, LLC; Scott Harrison (CRD 4981070), associated with H & L Equities, LLC and 1 other as recipients of sales compensation soliciting in FL, GA, TX. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates.
Who is behind CP Investment VI REIT 1?
The Form D lists 10 related persons: Brian Smith, executive officer (Senior Vice President, Assistant Secretary and Assistant Treasurer); Ron Zeff, executive officer (Chief Executive Officer and Trustee of the Issuer); Michael LaHorgue, executive officer (President and Trustee of the Issuer); Michael Halper, executive officer (Executive Vice President and Trustee of the Issuer); Daniel Garibaldi, executive officer (Executive Vice President); Chris Beda, executive officer (Executive Vice President); Quinn Barton, executive officer (Executive Vice President); Dennis Markus, executive officer (Executive Vice President and Treasurer), and 2 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is CP Investment VI REIT 1 located?
The issuer's address on its SEC filings is Carmel Partners, Inc., 1000 Sansome Street, First Floor, San Francisco, CA 94111. Its phone number of record is 415-273-2900. It is organized under the laws of Maryland.
How long is the CP Investment VI REIT 1 offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is CP Investment VI REIT 1's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.