Otay Village III Lender, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$3M
Investors
5
Min Invest
$500,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Otay Village III Lender, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 3, 2017 in the Residential industry group. The offering claims Rule 506(c) and covers equity. Otay Village III Lender, LLC reported $2,500,000 sold from 5 investors of a $125,000,000 total offering as of the Form D filed February 3, 2017. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names Niagara International Capital Limited (CRD 135327), associated with None; B.C.I. Co., Ltd., associated with None; Zhaolong Immigration Co., Limited, associated with None as recipients of sales compensation soliciting in CA. Sales commissions are reported as $0 and finders' fees as $34,375,000. Form D allows these to be estimates. The issuer's address of record is 1903 Wright Place, Suite 220, Carlsbad, CA 92008.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Otay Village Lender family: 3 vehicles across 2 generations · adviser of record Otay Village III Manager, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 298534 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Paul Borden
Executive Officer, Director · Carlsbad, CA
President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)
Chris Foulger
Executive Officer · Carlsbad, CA
Vice President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)
Kent Aden
Executive Officer · Carlsbad, CA
Vice President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)
Erin N Ruhe
Executive Officer · Carlsbad, CA
Vice President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Niagara International Capital LimitedCRD 135327 on BrokerCheck
Associated broker-dealer: None · CLARENCE, NY · Soliciting in CA
B.C.I. Co., Ltd.
Associated broker-dealer: None · SEOUL, KOREA, M5 · Soliciting in CA
Zhaolong Immigration Co., Limited
Associated broker-dealer: None · BEIJING, F4 · Soliciting in CA
Questions About Otay Village III Lender, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Otay Village III Lender, LLC?
Otay Village III Lender, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 3, 2017 in the Residential industry group. The filing claims Rule 506(c) for an offering of equity.
Is Otay Village III Lender, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Otay Village III Lender, LLC filed a Form D with the SEC on February 3, 2017 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,500,000 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Otay Village III Lender, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Otay Village III Lender, LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Otay Village III Lender, LLC raised?
Otay Village III Lender, LLC reported $2,500,000 sold from 5 investors of a $125,000,000 total offering as of the Form D filed February 3, 2017.
Who can invest in Otay Village III Lender, LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.
What is the minimum investment in Otay Village III Lender, LLC?
The Form D lists $500,000 as the minimum investment accepted from any outside investor as of February 3, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Otay Village III Lender, LLC and how are they paid?
The Form D names Niagara International Capital Limited (CRD 135327), associated with None; B.C.I. Co., Ltd., associated with None; Zhaolong Immigration Co., Limited, associated with None as recipients of sales compensation soliciting in CA. Sales commissions are reported as $0 and finders' fees as $34,375,000. Form D allows these to be estimates.
Who is behind Otay Village III Lender, LLC?
The Form D lists 4 related persons: Paul Borden, executive officer, director (President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)); Chris Foulger, executive officer (Vice President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)); Kent Aden, executive officer (Vice President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)); Erin N Ruhe, executive officer (Vice President of Otay Village III Manager, LLC (Manager of Otay Village III Lender, LLC)). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Otay Village III Lender, LLC located?
The issuer's address on its SEC filings is 1903 Wright Place, Suite 220, Carlsbad, CA 92008. Its phone number of record is 760-918-8200. It is organized under the laws of Delaware.
How long is the Otay Village III Lender, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Otay Village III Lender, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.