Cupola RC Royalty Fund
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$16M
Investors
51
Min Invest
$100,000
What this filing shows
·Every sentence is a value as filed on SEC Form D
Cupola RC Royalty Fund is a Colorado entity organized in 2017 that first filed a Form D on January 13, 2017 and most recently amended it on May 9, 2017, describing itself as a other investment fund. The offering claims Rule 506(b) and covers pooled investment fund interests. Cupola RC Royalty Fund reported $16,480,000 sold from 51 investors in an offering of indefinite size as of the Form D filed May 9, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 6295 Greenwood Plaza Blvd, Greenwood Village, CO 80111.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing May 9, 2017
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Fund Family
Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.
Fund family
Cupola RC Royalty Fund3 vehicles · 2 generations · since 2017 · $40.7M sold across the family
| Vehicle | Role | First filed | Status | Sold | Investors |
|---|---|---|---|---|---|
| Fund III · first filed 2026-01-29 · 1 vehicle · $15.3M sold · 57 investors | |||||
| Cupola RC III Royalty Fund LLLP | 2026-01-29 | raising | $15.3M | 57 | |
| Fund II · first filed 2020-11-05 · 1 vehicle · $8.9M sold · 35 investors | |||||
| Cupola RC II Royalty Fund LLLP | 2020-11-05 | dark | $8.9M | 35 | |
| Unnumbered · first filed 2017-01-13 · 1 vehicle · $16.5M sold · 51 investors | |||||
| Cupola RC Royalty Fundthis issuer | 2017-01-13 | dark | $16.5M | 51 | |
Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Earl L Wright
Executive Officer · Greenwood Village, CO
Michael D Bergmann
Executive Officer · Greenwood Village, CO
Questions About Cupola RC Royalty Fund
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Cupola RC Royalty Fund?
Cupola RC Royalty Fund is a Colorado entity organized in 2017 that filed a Form D with the SEC on May 9, 2017 as a other investment fund. The filing claims Rule 506(b) for an offering of pooled investment fund interests.
Is Cupola RC Royalty Fund legit?
AltStreet does not rate legitimacy; it reports the public record. Cupola RC Royalty Fund filed a Form D with the SEC on May 9, 2017 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $16,480,000 sold to 51 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Cupola RC Royalty Fund registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Cupola RC Royalty Fund claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Cupola RC Royalty Fund raised?
Cupola RC Royalty Fund reported $16,480,000 sold from 51 investors in an offering of indefinite size as of the Form D filed May 9, 2017.
Who can invest in Cupola RC Royalty Fund?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Cupola RC Royalty Fund?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of May 9, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Cupola RC Royalty Fund and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Cupola RC Royalty Fund?
The Form D lists 2 related persons: Earl L Wright, executive officer; Michael D Bergmann, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Cupola RC Royalty Fund located?
The issuer's address on its SEC filings is 6295 Greenwood Plaza Blvd, Greenwood Village, CO 80111. Its phone number of record is 303-694-2190. It is organized under the laws of Colorado.
How long is the Cupola RC Royalty Fund offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Cupola RC Royalty Fund?
The Form D reports an aggregate net asset value range of $5,000,001 - $25,000,000.
Is this your offering?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.