SEC filing record
Primary Source · SEC.gov

OWS CF V, LLC

2017 vintageRule 506(b), Section 3(c), 3C.5Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$125K

Investors

125

Min Invest

$1,000

AltStreet Verified Issuer badge

Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.

What this filing shows

·

Every sentence is a value as filed on SEC Form D

OWS CF V, LLC is a Delaware limited liability company organized in 2016 that filed a Form D with the SEC on January 19, 2017 in the REITS and Finance industry group. The offering claims Rule 506(b), Section 3(c), 3C.5 and covers equity and pooled investment fund interests. OWS CF V, LLC reported $125,000 sold from 125 investors of a $125,000 total offering as of the Form D filed January 19, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000. The Form D names H & L Equities, LLC (CRD 113794), associated with None as the recipient of sales compensation soliciting in FL, GA, TX. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O One William St. Capital Mgmt., L.P., 1290 Avenue of the Americas, 34th Floor, New York, NY 10104.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001695202
Entity NameOWS CF V, LLC
ExemptionRule 506(b), Section 3(c), 3C.5
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2016
Issuer AddressC/O One William St. Capital Mgmt., L.P., 1290 Avenue of the Americas, 34th Floor, New York, NY 10104
Phone(212) 957-2500
Industry / Fund TypeREITS and Finance
Investment Company ActExcluded under Section 3(c)
Securities TypeEquity, Pooled investment fund interests
First Sale DateJanuary 5, 2017
Filing DateJanuary 19, 2017
Accession Number0000902664-17-000293
Total Offering Amount$125,000
Total Amount Sold$125,000
Amount Remaining$0
Total Investors125
Non-Accredited InvestorsNone
Minimum Investment$1,000
Offering DurationOne year or less
Sales Commissions$6,250 (to H & L Equities, LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the OWS CF family: 10 vehicles across 6 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

One William Street Capital Management, L.P.

Executive Officer, Promoter · New York, NY

Manager

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

H & L Equities, LLCCRD 113794 on BrokerCheck

Associated broker-dealer: None · ATLANTA, GA · Soliciting in FL, GA, TX

Questions About OWS CF V, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is OWS CF V, LLC?

OWS CF V, LLC is a Delaware limited liability company organized in 2016 that filed a Form D with the SEC on January 19, 2017 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c), 3C.5 for an offering of equity and pooled investment fund interests.

Is OWS CF V, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. OWS CF V, LLC filed a Form D with the SEC on January 19, 2017 claiming Rule 506(b), Section 3(c), 3C.5. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $125,000 sold to 125 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is OWS CF V, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that OWS CF V, LLC claimed Rule 506(b), Section 3(c), 3C.5 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has OWS CF V, LLC raised?

OWS CF V, LLC reported $125,000 sold from 125 investors of a $125,000 total offering as of the Form D filed January 19, 2017.

Who can invest in OWS CF V, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000.

What is the minimum investment in OWS CF V, LLC?

The Form D lists $1,000 as the minimum investment accepted from any outside investor as of January 19, 2017. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling OWS CF V, LLC and how are they paid?

The Form D names H & L Equities, LLC (CRD 113794), associated with None as the recipient of sales compensation soliciting in FL, GA, TX. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates.

Who is behind OWS CF V, LLC?

The Form D lists 1 related person: One William Street Capital Management, L.P., executive officer, promoter (Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is OWS CF V, LLC located?

The issuer's address on its SEC filings is C/O One William St. Capital Mgmt., L.P., 1290 Avenue of the Americas, 34th Floor, New York, NY 10104. Its phone number of record is 212-957-2500. It is organized under the laws of Delaware.

How long is the OWS CF V, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is OWS CF V, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

AltStreet Verified Issuer badge

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.