SEC filing record
Primary Source · SEC.gov

Metropolitan Partners Fund IV LLC

Fund Vehicle2017 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$11M

Investors

33

Min Invest

$1

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Metropolitan Partners Fund IV LLC is a Delaware limited liability company organized in 2017 that first filed a Form D on February 22, 2017 and most recently amended it on May 11, 2017, describing itself as a private equity fund. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. Metropolitan Partners Fund IV LLC reported $11,230,000 sold from 33 investors of a $25,000,000 total offering as of the Form D filed May 11, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1. The Form D names Pickwick Capital Partners, LLC (CRD 130672) as the recipient of sales compensation soliciting in CA, CT, MA, NJ, OH, PA, TN, TX, VA. Sales commissions are reported as $19,125 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O Metropolitan Partners Group Mgmt., 70 E. 55th St., 19th Fl., New York, NY 10022.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001698676
Entity NameMetropolitan Partners Fund IV LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2017
Issuer AddressC/O Metropolitan Partners Group Mgmt., 70 E. 55th St., 19th Fl., New York, NY 10022
Phone(212) 561-1252
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Securities TypeEquity, Pooled investment fund interests
First Sale DateFebruary 7, 2017
Filing DateMay 11, 2017
Accession Number0001698676-17-000006
Total Offering Amount$25,000,000
Total Amount Sold$11,230,000
Amount Remaining$13,770,000
Total Investors33
Non-Accredited InvestorsNone
Minimum Investment$1
Offering DurationOne year or less
Sales Commissions$19,125 (to Pickwick Capital Partners, LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

lapsed

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Fund family Part of the Metropolitan Partners Fund family: 10 vehicles across 5 generations · adviser of record Metropolitan Partners Group Management, LLC · full family and the filing behind each link in the terminal

Investor

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  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Metropolitan Partners Group Management, LLC

CRD 289048 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Kpmg LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Paul Lisiak

Executive Officer · New York, NY

Managing Member of the Managing Member of Issuer, Manager to Issuer and Member of Issuer's investment committee

Adrian Blumfield

Executive Officer · New York, NY

Managing Member of the Managing Member of Issuer, Manager to Issuer and Member of Issuer's investment committee

Fred Ganning

Executive Officer · New York, NY

Strategic advisor to Manager and Member of Issuer's investment committee

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Pickwick Capital Partners, LLCCRD 130672 on BrokerCheck

White Plains, NY · Soliciting in CA, CT, MA, NJ, OH, PA, TN, TX, VA

Questions About Metropolitan Partners Fund IV LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Metropolitan Partners Fund IV LLC?

Metropolitan Partners Fund IV LLC is a Delaware limited liability company organized in 2017 that filed a Form D with the SEC on May 11, 2017 as a private equity fund. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.

Is Metropolitan Partners Fund IV LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Metropolitan Partners Fund IV LLC filed a Form D with the SEC on May 11, 2017 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $11,230,000 sold to 33 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Metropolitan Partners Fund IV LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Metropolitan Partners Fund IV LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Metropolitan Partners Fund IV LLC raised?

Metropolitan Partners Fund IV LLC reported $11,230,000 sold from 33 investors of a $25,000,000 total offering as of the Form D filed May 11, 2017.

Who can invest in Metropolitan Partners Fund IV LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.

What is the minimum investment in Metropolitan Partners Fund IV LLC?

The Form D lists $1 as the minimum investment accepted from any outside investor as of May 11, 2017. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Metropolitan Partners Fund IV LLC and how are they paid?

The Form D names Pickwick Capital Partners, LLC (CRD 130672) as the recipient of sales compensation soliciting in CA, CT, MA, NJ, OH, PA, TN, TX, VA. Sales commissions are reported as $19,125 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Metropolitan Partners Fund IV LLC?

The Form D lists 3 related persons: Paul Lisiak, executive officer (Managing Member of the Managing Member of Issuer, Manager to Issuer and Member of Issuer's investment committee); Adrian Blumfield, executive officer (Managing Member of the Managing Member of Issuer, Manager to Issuer and Member of Issuer's investment committee); Fred Ganning, executive officer (Strategic advisor to Manager and Member of Issuer's investment committee). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Metropolitan Partners Fund IV LLC located?

The issuer's address on its SEC filings is C/O Metropolitan Partners Group Mgmt., 70 E. 55th St., 19th Fl., New York, NY 10022. Its phone number of record is 212-561-1252. It is organized under the laws of Delaware.

How long is the Metropolitan Partners Fund IV LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.

How large is Metropolitan Partners Fund IV LLC?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.