SEC filing record
Primary Source · SEC.gov

MIVI Neuroscience, Inc.

2024 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-05-24Last filing 2024-05-24

Raised

$510K

Investors

9

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

MIVI Neuroscience, Inc. is a Delaware corporation that filed a Form D with the SEC on May 24, 2024 in the Other Health Care industry group. The offering claims Rule 506(b) and covers debt. MIVI Neuroscience, Inc. reported $510,000 sold from 9 investors of a $9,250,000 total offering as of the Form D filed May 24, 2024. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Ceros Financial Services, Inc. (CRD 37869) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $250,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 6545 City West Parkway, Eden Prairie, MN 55344.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001701627
Entity NameMIVI Neuroscience, Inc.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationDelaware
Issuer Address6545 City West Parkway, Eden Prairie, MN 55344
Phone(952) 944-3834
Industry / Fund TypeOther Health Care
Securities TypeDebt
First Sale DateMay 15, 2024
Filing DateMay 24, 2024
Accession Number0001701627-24-000001
Total Offering Amount$9,250,000
Total Amount Sold$510,000
Amount Remaining$8,740,000
Amount Sold NoteCombined figure across related vehicles: Total Amount Sold includes amounts sold to US and non-US investors.
Total Investors9
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$250,000 (to Ceros Financial Services, Inc.)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)MN
Amendment Count9 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest May 24, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

9

closed, lapsed

Latest event New filer · May 24, 2024

SEC.gov
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Investor

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  • 9 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Robert Colloton

Executive Officer, Director · Eden Prairie, MN

Chris Dewey

Director · Eden Prairie, MN

Nathan Harrington

Director · Eden Prairie, MN

Robert Stern

Director · Eden Prairie, MN

Taylor Whitman

Director · Eden Prairie, MN

Craig Yeshion

Director · Minneapolis, MN

Tim Hauch

Executive Officer · Eden Prairie, MN

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Ceros Financial Services, Inc.CRD 37869 on BrokerCheck

Rockville, MD · Soliciting in all states and outside the United States

Questions About MIVI Neuroscience, Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is MIVI Neuroscience, Inc.?

MIVI Neuroscience, Inc. is a Delaware corporation that filed a Form D with the SEC on May 24, 2024 in the Other Health Care industry group. The filing claims Rule 506(b) for an offering of debt.

Is MIVI Neuroscience, Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. MIVI Neuroscience, Inc. filed a Form D with the SEC on May 24, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $510,000 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is MIVI Neuroscience, Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that MIVI Neuroscience, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has MIVI Neuroscience, Inc. raised?

MIVI Neuroscience, Inc. reported $510,000 sold from 9 investors of a $9,250,000 total offering as of the Form D filed May 24, 2024. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.

Who can invest in MIVI Neuroscience, Inc.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in MIVI Neuroscience, Inc.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling MIVI Neuroscience, Inc. and how are they paid?

The Form D names Ceros Financial Services, Inc. (CRD 37869) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $250,000 and finders' fees as $0. Form D allows these to be estimates.

Who is behind MIVI Neuroscience, Inc.?

The Form D lists 7 related persons: Robert Colloton, executive officer, director; Chris Dewey, director; Nathan Harrington, director; Robert Stern, director; Taylor Whitman, director; Craig Yeshion, director; Tim Hauch, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is MIVI Neuroscience, Inc. located?

The issuer's address on its SEC filings is 6545 City West Parkway, Eden Prairie, MN 55344. Its phone number of record is (952) 944-3834. It is organized under the laws of Delaware.

How long is the MIVI Neuroscience, Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is MIVI Neuroscience, Inc.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.