SEC filing record
Primary Source · SEC.gov

Ares US Real Estate Fund IX, L.P.

Fund Vehicle2017 vintageRule 506(b), Section 3(c), Section 3(c)(1), 3C.5, 3C.6, Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$836M

Investors

81

Min Invest

None stated

AltStreet Verified Issuer badge

Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.

What this filing shows

·

Every sentence is a value as filed on SEC Form D

Ares US Real Estate Fund IX, L.P. is a Delaware limited partnership organized in 2017 that first filed a Form D on May 18, 2017 and most recently amended it on August 3, 2018, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), 3C.5, 3C.6, Section 3(c)(7) and covers pooled investment fund interests. Ares US Real Estate Fund IX, L.P. reported $836,100,000 sold from 81 investors in an offering of indefinite size as of the Form D filed August 3, 2018. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Ares Investor Services LLC (CRD 166219), associated with None; Morgan Stanley Smith Barney LLC (CRD 149777), associated with None; HFF Securities L.P. (CRD 131585), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001706873
Entity NameAres US Real Estate Fund IX, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), 3C.5, 3C.6, Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2017
Issuer Address2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067
Phone(310) 201-4100
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled investment fund interests
First Sale DateMay 5, 2017
Filing DateAugust 3, 2018
Accession Number0001706873-18-000002
Total Offering AmountIndefinite
Total Amount Sold$836,100,000
Amount Sold NoteCombined figure across related vehicles: Total amount sold is provided in the aggregate, and includes interests in Ares US Real Estate Parallel Fund IX, L.P.
Total Investors81
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to Ares Investor Services LLC and 2 others)
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count3 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the Ares US Real Estate Fund family: 6 vehicles across 3 generations · adviser of record Ares Management LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 8 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

CRD 158341

CRD 158341 · lists this fund on Schedule D 7.B.(1) as a hedge fund

Auditor named on Form ADV: Ernst & Young · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data through December 31, 2024, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

General Partner Ares US Real Estate IX Advisors, L.P.

Executive Officer · Los Angeles, CA

General Partner of the Issuer

Manager Ares Real Estate Management Holdings, LLC

Executive Officer · Los Angeles, CA

Antony P Ressler

Executive Officer · Los Angeles, CA

Michael P Arougheti

Executive Officer · Los Angeles, CA

William P Benjamin

Executive Officer · Los Angeles, CA

Keith P Kooper

Executive Officer · Los Angeles, CA

Steven M Wolf

Executive Officer · Los Angeles, CA

Howard M Huang

Executive Officer · Los Angeles, CA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Ares Investor Services LLCCRD 166219 on BrokerCheck

Associated broker-dealer: None · Culver City, CA · Soliciting in all states

Morgan Stanley Smith Barney LLCCRD 149777 on BrokerCheck

Associated broker-dealer: None · Purchase, NY · Soliciting in all states

HFF Securities L.P.CRD 131585 on BrokerCheck

Associated broker-dealer: None · Los Angeles, CA · Soliciting in AK, AL, AR, AZ, CA, CT, DE, GA, IN, LA, MT, NC, NH, NM, NV, NY, OH, OR, PA, RI, VT

Questions About Ares US Real Estate Fund IX, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Ares US Real Estate Fund IX, L.P.?

Ares US Real Estate Fund IX, L.P. is a Delaware limited partnership organized in 2017 that filed a Form D with the SEC on August 3, 2018 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), 3C.5, 3C.6, Section 3(c)(7) for an offering of pooled investment fund interests.

Is Ares US Real Estate Fund IX, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Ares US Real Estate Fund IX, L.P. filed a Form D with the SEC on August 3, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(1), 3C.5, 3C.6, Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $836,100,000 sold to 81 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Ares US Real Estate Fund IX, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ares US Real Estate Fund IX, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), 3C.5, 3C.6, Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Ares US Real Estate Fund IX, L.P. raised?

Ares US Real Estate Fund IX, L.P. reported $836,100,000 sold from 81 investors in an offering of indefinite size as of the Form D filed August 3, 2018. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.

Who can invest in Ares US Real Estate Fund IX, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Ares US Real Estate Fund IX, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Ares US Real Estate Fund IX, L.P. and how are they paid?

The Form D names Ares Investor Services LLC (CRD 166219), associated with None; Morgan Stanley Smith Barney LLC (CRD 149777), associated with None; HFF Securities L.P. (CRD 131585), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Ares US Real Estate Fund IX, L.P.?

The Form D lists 8 related persons: General Partner Ares US Real Estate IX Advisors, L.P., executive officer (General Partner of the Issuer); Manager Ares Real Estate Management Holdings, LLC, executive officer; Antony P Ressler, executive officer; Michael P Arougheti, executive officer; William P Benjamin, executive officer; Keith P Kooper, executive officer; Steven M Wolf, executive officer; Howard M Huang, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Ares US Real Estate Fund IX, L.P. located?

The issuer's address on its SEC filings is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067. Its phone number of record is (310) 201-4100. It is organized under the laws of Delaware.

How long is the Ares US Real Estate Fund IX, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.

How large is Ares US Real Estate Fund IX, L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

AltStreet Verified Issuer badge

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.