SEC filing record
Primary Source · SEC.gov

HIP IV SCSp

Fund Vehicle2017 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$4M

Investors

2

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

HIP IV SCSp is a Luxembourg limited partnership organized in 2017 that first filed a Form D on September 5, 2017 and most recently amended it on September 4, 2018, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. HIP IV SCSp reported $4,411,875 sold from 2 investors in an offering of indefinite size as of the Form D filed September 4, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names More than five (5) Associated Persons, associated with Asante Capital Group Advisors LLC as the recipient of sales compensation soliciting in NY. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 8, Rue-Lou Hemmer, Luxembourg-Findel, N4 L-1748.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing September 4, 2018

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001716115
Entity NameHIP IV SCSp
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationLuxembourg
Year Organized2017
Issuer Address8, Rue-Lou Hemmer, Luxembourg-Findel, N4 L-1748
Phone44 20 7518 8888
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypeEquity, Pooled investment fund interests
First Sale DateAugust 21, 2017
Filing DateSeptember 4, 2018
Accession Number0001144204-18-047774
Total Offering AmountIndefinite
Total Amount Sold$4,411,875
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$0 (to More than five (5) Associated Persons)
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)N4
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the HIP family: 4 vehicles across 3 generations · adviser of record Headway Capital Partners LLP · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)

Headway Capital Partners LLP

CRD 160893 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Kpmg Luxembourg · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Headway Capital Partners LLP

Promoter · London, X0

HIP IV GP SCSp

Executive Officer · Luxembourg-Findel, N4

General Partner of Issuer

HIP IV Management S.ar.l.

Executive Officer · Luxembourg-Findel, N4

General Partner of General Partner

Sebastian Junoy

Executive Officer, Promoter · London, X0

Laura Shen Lefranc

Executive Officer, Promoter · London, X0

Christiaan de Lint

Executive Officer, Promoter · London, X0

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

More than five (5) Associated Persons

Associated broker-dealer: Asante Capital Group Advisors LLC (CRD 1155178) · LONDON, X0 · Soliciting in NY

Questions About HIP IV SCSp

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is HIP IV SCSp?

HIP IV SCSp is a Luxembourg limited partnership organized in 2017 that filed a Form D with the SEC on September 4, 2018 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is HIP IV SCSp legit?

AltStreet does not rate legitimacy; it reports the public record. HIP IV SCSp filed a Form D with the SEC on September 4, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,411,875 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is HIP IV SCSp registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HIP IV SCSp claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has HIP IV SCSp raised?

HIP IV SCSp reported $4,411,875 sold from 2 investors in an offering of indefinite size as of the Form D filed September 4, 2018.

Who can invest in HIP IV SCSp?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in HIP IV SCSp?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling HIP IV SCSp and how are they paid?

The Form D names More than five (5) Associated Persons, associated with Asante Capital Group Advisors LLC as the recipient of sales compensation soliciting in NY. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind HIP IV SCSp?

The Form D lists 6 related persons: Headway Capital Partners LLP, promoter; HIP IV GP SCSp, executive officer (General Partner of Issuer); HIP IV Management S.ar.l., executive officer (General Partner of General Partner); Sebastian Junoy, executive officer, promoter; Laura Shen Lefranc, executive officer, promoter; Christiaan de Lint, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is HIP IV SCSp located?

The issuer's address on its SEC filings is 8, Rue-Lou Hemmer, Luxembourg-Findel, N4 L-1748. Its phone number of record is 44 20 7518 8888. It is organized under the laws of Luxembourg.

How long is the HIP IV SCSp offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is HIP IV SCSp?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.