Brevan Howard AS Macro Fund Ltd.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$95M
Investors
11
Min Invest
$5,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Brevan Howard AS Macro Fund Ltd. is a Cayman Islands entity that first filed a Form D on October 10, 2017 and most recently amended it on December 7, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Brevan Howard AS Macro Fund Ltd. reported $94,900,000 sold from 11 investors in an offering of indefinite size as of the Form D filed December 7, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000. The Form D names Brevan Howard US LLC (CRD 150662), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is Ugland House, South Church Street, Grand Cayman, Cayman Islands KY1-1104.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing December 7, 2023
Latest annual amendment reported no change in amount sold or investors
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
stalled
Fund family Part of the Brevan Howard AS Macro Fund family: 2 vehicles across 0 generations · adviser of record Brevan Howard Capital Management, LP · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 161292 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund
Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Brevan Howard Capital Management LP
Executive Officer · St Helier, Channel Islands, Y9
Investment Manager
Karla Bodden
Director · Grand Cayman, E9
Carol Reynolds
Director · Grand Cayman, E9
Philippe Lespinard
Director · Grand Cayman, E9
Phil Schmitt
Director · Grand Cayman, E9
James Vernon
Director · Grand Cayman, E9
Risto Silander
Director · Grand Cayman, E9
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Brevan Howard US LLCCRD 150662 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Questions About Brevan Howard AS Macro Fund Ltd.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Brevan Howard AS Macro Fund Ltd.?
Brevan Howard AS Macro Fund Ltd. is a Cayman Islands entity that filed a Form D with the SEC on December 7, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Brevan Howard AS Macro Fund Ltd. legit?
AltStreet does not rate legitimacy; it reports the public record. Brevan Howard AS Macro Fund Ltd. filed a Form D with the SEC on December 7, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $94,900,000 sold to 11 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Brevan Howard AS Macro Fund Ltd. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Brevan Howard AS Macro Fund Ltd. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Brevan Howard AS Macro Fund Ltd. raised?
Brevan Howard AS Macro Fund Ltd. reported $94,900,000 sold from 11 investors in an offering of indefinite size as of the Form D filed December 7, 2023.
Who can invest in Brevan Howard AS Macro Fund Ltd.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in Brevan Howard AS Macro Fund Ltd.?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of December 7, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Brevan Howard AS Macro Fund Ltd. and how are they paid?
The Form D names Brevan Howard US LLC (CRD 150662), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind Brevan Howard AS Macro Fund Ltd.?
The Form D lists 7 related persons: Brevan Howard Capital Management LP, executive officer (Investment Manager); Karla Bodden, director; Carol Reynolds, director; Philippe Lespinard, director; Phil Schmitt, director; James Vernon, director; Risto Silander, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Brevan Howard AS Macro Fund Ltd. located?
The issuer's address on its SEC filings is Ugland House, South Church Street, Grand Cayman, Cayman Islands KY1-1104. Its phone number of record is 44 1534 605400. It is organized under the laws of Cayman Islands.
How long is the Brevan Howard AS Macro Fund Ltd. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 6 amendments are on record for this CIK.
How large is Brevan Howard AS Macro Fund Ltd.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.