SEC filing record
Primary Source · SEC.gov

Juniper Capital III, L.P.

Fund Vehicle2017 vintageRule 506(b), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$650M

Investors

92

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Juniper Capital III, L.P. is a Delaware limited partnership organized in 2017 that first filed a Form D on December 19, 2017 and most recently amended it on March 6, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c)(7) and covers pooled investment fund interests. Juniper Capital III, L.P. reported $650,000,000 sold from 92 investors of a $650,000,000 total offering as of the Form D filed March 6, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Champlain Advisors, LLC (CRD 129560) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 2323 South Shepherd Drive, Suite 1150, Houston, TX 77019.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001725523
Entity NameJuniper Capital III, L.P.
ExemptionRule 506(b), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2017
Issuer Address2323 South Shepherd Drive, Suite 1150, Houston, TX 77019
Phone(713) 335-4700
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateDecember 20, 2017
Filing DateMarch 6, 2018
Accession Number0001140361-18-012209
Total Offering Amount$650,000,000
Total Amount Sold$650,000,000
Amount Remaining$0
Total Investors92
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to Champlain Advisors, LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Juniper Capital family: 3 vehicles across 3 generations · adviser of record Juniper Capital Advisors, L.P., Juniper Capital Investment Management, L.P. · full family and the filing behind each link in the terminal

Investor

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Adviser of Record (Form ADV)

Juniper Capital Advisors, L.P.

CRD 173612 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Whtitley Penn LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Juniper Capital III GP, L.P.

Executive Officer · Houston, TX

"General Partner of the Issuer (the ""General Partner"")"

Juniper Capital III Holdings, LLC

Executive Officer · Houston, TX

"General Partner of the General Partner (the ""Top GP"")"

Edward Geiser

Executive Officer, Director · Houston, TX

Member and Managing Director of the Top GP

Juniper Capital Advisors, L.P.

Promoter · Houston, TX

Investment Manager to the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Champlain Advisors, LLCCRD 129560 on BrokerCheck

Dorado, PR · Soliciting in all states

Questions About Juniper Capital III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Juniper Capital III, L.P.?

Juniper Capital III, L.P. is a Delaware limited partnership organized in 2017 that filed a Form D with the SEC on March 6, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Juniper Capital III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Juniper Capital III, L.P. filed a Form D with the SEC on March 6, 2018 claiming Rule 506(b), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $650,000,000 sold to 92 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Juniper Capital III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Juniper Capital III, L.P. claimed Rule 506(b), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Juniper Capital III, L.P. raised?

Juniper Capital III, L.P. reported $650,000,000 sold from 92 investors of a $650,000,000 total offering as of the Form D filed March 6, 2018.

Who can invest in Juniper Capital III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Juniper Capital III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Juniper Capital III, L.P. and how are they paid?

The Form D names Champlain Advisors, LLC (CRD 129560) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Juniper Capital III, L.P.?

The Form D lists 4 related persons: Juniper Capital III GP, L.P., executive officer ("General Partner of the Issuer (the ""General Partner"")"); Juniper Capital III Holdings, LLC, executive officer ("General Partner of the General Partner (the ""Top GP"")"); Edward Geiser, executive officer, director (Member and Managing Director of the Top GP); Juniper Capital Advisors, L.P., promoter (Investment Manager to the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Juniper Capital III, L.P. located?

The issuer's address on its SEC filings is 2323 South Shepherd Drive, Suite 1150, Houston, TX 77019. Its phone number of record is (713) 335-4700. It is organized under the laws of Delaware.

How long is the Juniper Capital III, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Juniper Capital III, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.