SEC filing record
Primary Source · SEC.gov

JAM Offshore Investors Ltd

Fund Vehicle2018 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$64M

Investors

2

Min Invest

$100,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

JAM Offshore Investors Ltd is a Cayman Islands entity that first filed a Form D on August 15, 2018 and most recently amended it on February 22, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. JAM Offshore Investors Ltd reported $63,714,673 sold from 2 investors in an offering of indefinite size as of the Form D filed February 22, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names UBS Financial Services, Inc. (CRD 8174), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is C/O Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9008.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing February 22, 2023

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001734699
Entity NameJAM Offshore Investors Ltd
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeOther
Jurisdiction of OrganizationCayman Islands
Issuer AddressC/O Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9008
Phone(212) 420-0404
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateAugust 1, 2018
Filing DateFebruary 22, 2023
Accession Number0000919574-23-001801
Total Offering AmountIndefinite
Total Amount Sold$63,714,673
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)E9
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

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Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Jacobs Asset Management LLC

Executive Officer · NEW YORK, NY

Management Company

Sy Jacobs

Director · NEW YORK, NY

Thomas Jonovich

Director · NEW YORK, NY

Ryan Zacharia

Director · NEW YORK, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

UBS Financial Services, Inc.CRD 8174 on BrokerCheck

Associated broker-dealer: None · WEEHAWKEN, NJ · Soliciting in all states

Questions About JAM Offshore Investors Ltd

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is JAM Offshore Investors Ltd?

JAM Offshore Investors Ltd is a Cayman Islands entity that filed a Form D with the SEC on February 22, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is JAM Offshore Investors Ltd legit?

AltStreet does not rate legitimacy; it reports the public record. JAM Offshore Investors Ltd filed a Form D with the SEC on February 22, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $63,714,673 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is JAM Offshore Investors Ltd registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that JAM Offshore Investors Ltd claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has JAM Offshore Investors Ltd raised?

JAM Offshore Investors Ltd reported $63,714,673 sold from 2 investors in an offering of indefinite size as of the Form D filed February 22, 2023.

Who can invest in JAM Offshore Investors Ltd?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in JAM Offshore Investors Ltd?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of February 22, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling JAM Offshore Investors Ltd and how are they paid?

The Form D names UBS Financial Services, Inc. (CRD 8174), associated with None as the recipient of sales compensation soliciting in all states.

Who is behind JAM Offshore Investors Ltd?

The Form D lists 4 related persons: Jacobs Asset Management LLC, executive officer (Management Company); Sy Jacobs, director; Thomas Jonovich, director; Ryan Zacharia, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is JAM Offshore Investors Ltd located?

The issuer's address on its SEC filings is C/O Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9008. Its phone number of record is 2124200404. It is organized under the laws of Cayman Islands.

How long is the JAM Offshore Investors Ltd offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.

How large is JAM Offshore Investors Ltd?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.