Midwest Mezzanine Fund VI SBIC, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$51M
Investors
26
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Midwest Mezzanine Fund VI SBIC, L.P. is a Delaware limited partnership organized in 2017 that first filed a Form D on August 10, 2018 and most recently amended it on September 10, 2018, describing itself as a private equity fund. The offering claims Rule 506(b) and covers pooled investment fund interests. Midwest Mezzanine Fund VI SBIC, L.P. reported $51,000,000 sold from 26 investors in an offering of indefinite size as of the Form D filed September 10, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Joseph Sindelar (CRD 4622549), associated with Equus Financial Consulting LLC; B. Riley FBR, Inc. (CRD 25027), associated with None as recipients of sales compensation soliciting in AL, MN, OH, RI. Sales commissions are reported as $0 and finders' fees as $656,250. Form D allows these to be estimates. The issuer's address of record is 55 West Monroe Street, Suite 3650, Chicago, IL 60603.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing September 10, 2018
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Midwest Mezzanine Fund SBIC family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Midwest Mezzanine Management VI SBIC, LLC
Executive Officer · Chicago, IL
General Partner
MMF Capital Management V LLC
Executive Officer · Chicago, IL
Management Company
Paul G. Kreie
Executive Officer · Chicago, IL
Manager of the General Partner
David A. Gezon
Executive Officer · Chicago, IL
Manager of the General Partner
Charles M. Foster
Executive Officer · Chicago, IL
Manager of the General Partner
Ana M. Winters
Executive Officer · Chicago, IL
Manager of the General Partner
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Joseph SindelarCRD 4622549 on BrokerCheck
Associated broker-dealer: Equus Financial Consulting LLC (CRD 131449) · New Canaan, CT · Soliciting in AL, MN, OH, RI
B. Riley FBR, Inc.CRD 25027 on BrokerCheck
Associated broker-dealer: None · Los Angeles, CA · Soliciting in CA, CT, IL, IN, MI, NY, OH, TN, TX, UT
Questions About Midwest Mezzanine Fund VI SBIC, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Midwest Mezzanine Fund VI SBIC, L.P.?
Midwest Mezzanine Fund VI SBIC, L.P. is a Delaware limited partnership organized in 2017 that filed a Form D with the SEC on September 10, 2018 as a private equity fund. The filing claims Rule 506(b) for an offering of pooled investment fund interests.
Is Midwest Mezzanine Fund VI SBIC, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Midwest Mezzanine Fund VI SBIC, L.P. filed a Form D with the SEC on September 10, 2018 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $51,000,000 sold to 26 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Midwest Mezzanine Fund VI SBIC, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Midwest Mezzanine Fund VI SBIC, L.P. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Midwest Mezzanine Fund VI SBIC, L.P. raised?
Midwest Mezzanine Fund VI SBIC, L.P. reported $51,000,000 sold from 26 investors in an offering of indefinite size as of the Form D filed September 10, 2018.
Who can invest in Midwest Mezzanine Fund VI SBIC, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Midwest Mezzanine Fund VI SBIC, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Midwest Mezzanine Fund VI SBIC, L.P. and how are they paid?
The Form D names Joseph Sindelar (CRD 4622549), associated with Equus Financial Consulting LLC; B. Riley FBR, Inc. (CRD 25027), associated with None as recipients of sales compensation soliciting in AL, MN, OH, RI. Sales commissions are reported as $0 and finders' fees as $656,250. Form D allows these to be estimates.
Who is behind Midwest Mezzanine Fund VI SBIC, L.P.?
The Form D lists 6 related persons: Midwest Mezzanine Management VI SBIC, LLC, executive officer (General Partner); MMF Capital Management V LLC, executive officer (Management Company); Paul G. Kreie, executive officer (Manager of the General Partner); David A. Gezon, executive officer (Manager of the General Partner); Charles M. Foster, executive officer (Manager of the General Partner); Ana M. Winters, executive officer (Manager of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Midwest Mezzanine Fund VI SBIC, L.P. located?
The issuer's address on its SEC filings is 55 West Monroe Street, Suite 3650, Chicago, IL 60603. Its phone number of record is (312)291-7303. It is organized under the laws of Delaware.
How long is the Midwest Mezzanine Fund VI SBIC, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Midwest Mezzanine Fund VI SBIC, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.