BROADVAIL GROWTH EQUITY FUND II, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$206M
Investors
46
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
BROADVAIL GROWTH EQUITY FUND II, L.P. is a Delaware limited partnership that first filed a Form D on December 19, 2018 and most recently amended it on February 19, 2020, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. BROADVAIL GROWTH EQUITY FUND II, L.P. reported $205,750,000 sold from 46 investors of a $205,750,000 total offering as of the Form D filed February 19, 2020. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names INCUBATION CAPITAL PARTNERS LLC, associated with ALLEGRO SECURITIES LLC as the recipient of sales compensation soliciting in CT. The issuer's address of record is 510 Bering Drive, Suite 650, Houston, TX 77057.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the BROADVAIL GROWTH EQUITY FUND family: 3 vehicles across 3 generations · adviser of record Broadvail Capital Partners, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 199514 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund
Auditor named on Form ADV: Ernst & Young · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
ROBERT M. ZORICH
Executive Officer, Promoter · HOUSTON, TX
MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER
BRETT W. HETHERWICK
Executive Officer, Promoter · HOUSTON, TX
MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER
JAMES J. TRAMUTO
Executive Officer, Promoter · HOUSTON, TX
MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
INCUBATION CAPITAL PARTNERS LLC
Associated broker-dealer: ALLEGRO SECURITIES LLC (CRD 139514) · CHICAGO, IL · Soliciting in CT
Questions About BROADVAIL GROWTH EQUITY FUND II, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is BROADVAIL GROWTH EQUITY FUND II, L.P.?
BROADVAIL GROWTH EQUITY FUND II, L.P. is a Delaware limited partnership that filed a Form D with the SEC on February 19, 2020 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is BROADVAIL GROWTH EQUITY FUND II, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. BROADVAIL GROWTH EQUITY FUND II, L.P. filed a Form D with the SEC on February 19, 2020 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $205,750,000 sold to 46 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is BROADVAIL GROWTH EQUITY FUND II, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that BROADVAIL GROWTH EQUITY FUND II, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has BROADVAIL GROWTH EQUITY FUND II, L.P. raised?
BROADVAIL GROWTH EQUITY FUND II, L.P. reported $205,750,000 sold from 46 investors of a $205,750,000 total offering as of the Form D filed February 19, 2020.
Who can invest in BROADVAIL GROWTH EQUITY FUND II, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in BROADVAIL GROWTH EQUITY FUND II, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling BROADVAIL GROWTH EQUITY FUND II, L.P. and how are they paid?
The Form D names INCUBATION CAPITAL PARTNERS LLC, associated with ALLEGRO SECURITIES LLC as the recipient of sales compensation soliciting in CT.
Who is behind BROADVAIL GROWTH EQUITY FUND II, L.P.?
The Form D lists 3 related persons: ROBERT M. ZORICH, executive officer, promoter (MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER); BRETT W. HETHERWICK, executive officer, promoter (MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER); JAMES J. TRAMUTO, executive officer, promoter (MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is BROADVAIL GROWTH EQUITY FUND II, L.P. located?
The issuer's address on its SEC filings is 510 Bering Drive, Suite 650, Houston, TX 77057. Its phone number of record is (713) 766-9994. It is organized under the laws of Delaware.
How long is the BROADVAIL GROWTH EQUITY FUND II, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is BROADVAIL GROWTH EQUITY FUND II, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.