SEC filing record
Primary Source · SEC.gov

HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.

Fund Vehicle2020 vintage506(b), 3(c)(1)

Raised

$532M

Investors

21

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. is a Delaware limited partnership that has raised $532.0M from 21 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund is managed by Homestead Capital USA, a farmland investment platform with multiple fund vehicles, and lists Daniel Little and Gabe Santos as executive officers and promoters. This is an amended filing; minimum investment was not disclosed.

This farmland fund operates under the private placement 506(b) exemption typical of institutional agricultural investment vehicles. With $532.0M raised from 21 investors, the average commitment exceeds $25M, consistent with high-net-worth and institutional farmland allocations. Homestead Capital USA operates a multi-fund platform model, with a successor Fund IV raising $459.9M as of late 2022.

Data Flags

generalAverage investor commitment of ~$25.3M indicates institutional or ultra-high-net-worth capital base for a 506(b) offering relying on pre-existing relationships

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing October 16, 2020

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001756062
Entity NameHOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address101 Mission Street, Suite 505, San Francisco, CA 94105
Phone(415) 369-9952
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateOctober 16, 2020
Accession Number0001756062-20-000001
Total Offering Amount$600,000,000
Total Amount Sold$532,000,000
Amount Remaining$68,000,000
Total Investors21
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count2 amendments filed

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

Capital Raise Timeline

4 Form D filings from Oct 19, 2018 to Oct 16, 2020, the latest a D/A.

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In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

dark, pre_sale

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Fund family Part of the HOMESTEAD CAPITAL USA FARMLAND FUND family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

Homestead Capital USA, LLC

CRD 281186 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund

Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

DANIEL LITTLE

Executive Officer, Promoter · SAN FRANCISCO, CA

GABE SANTOS

Executive Officer, Promoter · SAN FRANCISCO, CA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

ALLEGRO SECURITIES LLCCRD 139514 on BrokerCheck

Associated broker-dealer: THOMAS C. BOYTINCK (CRD 4754503) · SAN ANTONIO, TX · Soliciting in all states

ALLEGRO SECURITIES LLCCRD 139514 on BrokerCheck

Associated broker-dealer: DANIEL A. DRAKE (CRD 2981519) · SAN ANTONIO, TX · Soliciting in all states

Questions About HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.?

HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. is a Delaware limited partnership that filed a Form D with the SEC on October 16, 2020 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to Homestead Capital USA.

Is HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. filed a Form D with the SEC on October 16, 2020 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $532,000,000 sold to 21 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Homestead Capital USA, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. raised?

HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. reported $532,000,000 sold from 21 investors of a $600,000,000 total offering as of the Form D filed October 16, 2020.

Who can invest in HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. and how are they paid?

The Form D names ALLEGRO SECURITIES LLC (CRD 139514), associated with THOMAS C. BOYTINCK; ALLEGRO SECURITIES LLC (CRD 139514), associated with DANIEL A. DRAKE as recipients of sales compensation soliciting in all states.

Who is behind HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.?

The Form D lists 2 related persons: DANIEL LITTLE, executive officer, promoter; GABE SANTOS, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. located?

The issuer's address on its SEC filings is 101 Mission Street, Suite 505, San Francisco, CA 94105. Its phone number of record is (415) 369-9952. It is organized under the laws of Delaware.

How long is the HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.

How large is HOMESTEAD CAPITAL USA FARMLAND FUND III, L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.