AltStreet
SEC filing record
Primary Source · SEC.gov

37 CAPITAL STRUCTURED CREDIT FUND, LP

Fund Vehicle2024 vintage506(b), 3(c)
Latest signalSold decreasedForm D/A · 2024-03-052 events: 1 sold decreased, 1 investors decreasedLast filing 2024-03-05

Raised

$19M

Investors

8

Min Invest

$5,000,000

AltStreet Verified Issuer badge

Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.

Claim freeVerify, $480/yr

AltStreet Analysis

·

Generated from EDGAR primary sources

37 Capital Structured Credit Fund, LP is a Delaware-based pooled investment fund managed by 37 Capital Structured Credit GP, LLC, filing this Form D as an amendment reporting $19.3M raised from 8 investors under Rule 506(b) with a 3(c) exclusion. The stated minimum investment is $5.0M, though the average check size of roughly $2.4M is below that threshold, and no first sale date is disclosed in the filing.

This is a structured credit fund vehicle typical of private pooled investment offerings that rely on the common 506(b)/3(c) exemption pairing to avoid registration under both the Securities Act and Investment Company Act. A $5.0M stated minimum places it in the institutional/high-net-worth tier, well above the $25K-$250K minimums common to smaller alternative investment vehicles.

Data Flags

minimumInvestmentStated minimum investment ($5.0M) exceeds the average check size implied by total raise divided by investor count (~$2.4M across 8 investors), suggesting not all investors met the stated minimum or the minimum was set post-close.
firstSaleDateFirst sale date is not disclosed and total amount raised ($19.3M) is under the $100M threshold where missing sale dates are otherwise expected for large institutional amendments.
exemptionFiling cites both 506(b) and 3(c) exemptions simultaneously, a standard dual-citation pattern for private pooled funds combining Securities Act and Investment Company Act exclusions.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing March 5, 2024

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001765036
Entity Name37 CAPITAL STRUCTURED CREDIT FUND, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address37 Capital Structured Credit Gp, LLC, 100 Federal St., Boston, MA 02110
Phone(617) 292-1000
Former Names37 Capital Securitized Fund, LP (until March 11, 2021); 37 Capital Securitized Long/Short Fund, LP (until January 16, 2019)
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateMarch 5, 2024
Accession Number0001765036-24-000001
Total Offering AmountIndefinite
Total Amount Sold$19,307,786
Total Investors8
Non-Accredited InvestorsNone
Minimum Investment$5,000,000
Offering DurationIntended to last more than one year
Sales Commissions$0
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)MA
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

D/AMarch 5, 2024D/AApril 25, 2023D/AMarch 9, 2022D/AMarch 11, 2021D/AMarch 11, 2020DJanuary 16, 2019

In the Terminal

Filing events

2

latest Mar 5, 2024

Critical / warning

0 / 2

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

Latest event Sold decrease · Mar 5, 2024

SEC.gov
Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the CAPITAL STRUCTURED CREDIT FUND family: 2 vehicles across 1 generation; Same adviser as FRANKLIN MUNICIPAL OPPORTUNITIES TRUST, and 2 other related vehicles · adviser of record Franklin Advisers, INC. · full family and the filing behind each link in the terminal

Investor

  • The full fund family and 3 related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 2 filing events with values and deltas, latest 2024-03-05, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

Franklin Advisers, INC.

CRD 104517 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund

Auditor named on Form ADV: PricewaterhouseCoopers LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

NA 37 CAPITAL STRUCTURED CREDIT GP, LLC

Director, Promoter · Boston, MA

Questions About 37 CAPITAL STRUCTURED CREDIT FUND, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is 37 CAPITAL STRUCTURED CREDIT FUND, LP?

37 CAPITAL STRUCTURED CREDIT FUND, LP is a Delaware limited partnership that filed a Form D with the SEC on March 5, 2024 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is 37 CAPITAL STRUCTURED CREDIT FUND, LP legit?

AltStreet does not rate legitimacy; it reports the public record. 37 CAPITAL STRUCTURED CREDIT FUND, LP filed a Form D with the SEC on March 5, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $19,307,786 sold to 8 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is 37 CAPITAL STRUCTURED CREDIT FUND, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that 37 CAPITAL STRUCTURED CREDIT FUND, LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has 37 CAPITAL STRUCTURED CREDIT FUND, LP raised?

37 CAPITAL STRUCTURED CREDIT FUND, LP reported $19,307,786 sold from 8 investors in an offering of indefinite size as of the Form D filed March 5, 2024.

Who can invest in 37 CAPITAL STRUCTURED CREDIT FUND, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.

What is the minimum investment in 37 CAPITAL STRUCTURED CREDIT FUND, LP?

The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of March 5, 2024. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling 37 CAPITAL STRUCTURED CREDIT FUND, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind 37 CAPITAL STRUCTURED CREDIT FUND, LP?

The Form D lists 1 related person: 37 CAPITAL STRUCTURED CREDIT GP, LLC, director, promoter (General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is 37 CAPITAL STRUCTURED CREDIT FUND, LP located?

The issuer's address on its SEC filings is 37 Capital Structured Credit Gp, LLC, 100 Federal St., Boston, MA 02110. Its phone number of record is 6172921000. It is organized under the laws of Delaware.

How long is the 37 CAPITAL STRUCTURED CREDIT FUND, LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.

How large is 37 CAPITAL STRUCTURED CREDIT FUND, LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

AltStreet Verified Issuer badge

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.

Claim this profile, freeVerify this entity, $480/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.