Fund FG-KRA, a series of Forge Investments LLC
Raised
$280K
Investors
2
Min Invest
$20,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Fund FG-KRA is a series of Forge Investments LLC, filed as an amended Form D on November 7, 2019, reporting $280K raised from 2 investors under Rule 506(c) and Section 3(c)(1). The fund requires a $20K minimum investment and is managed by Assure Fund Management II LLC, with executives Richard Thoms and Jeremy Neilson. It is part of the Forge Global platform ecosystem, which operates 104+ related EDGAR entities in private equity.
This private equity vehicle uses the 506(c) exemption allowing general solicitation with verified accredited investors, paired with 3(c)(1) Investment Company Act relief for funds with fewer than 100 beneficial owners. The $20K minimum is relatively accessible compared to typical institutional private equity minimums, consistent with Forge's platform approach of creating series-level SPVs for individual private company investments.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
AltStreet Coverage
Original reporting from AltStreet's daily EDGAR monitoring covering Forge Global and its filings.
Alto Agrees to Buy Forge Trust From Schwab: 2.7 Million Custodial Accounts and $18.4 Billion of IRA Assets Change Hands Seven Months After the $660 Million Forge Global Deal
The Nashville self-directed IRA platform, with about $2 billion under custody as of June 30, will take over Forge Global's South Dakota trust company for an undisclosed price. Schwab, which told WealthManagement.com the custody business overlapped with its own, keeps the pre-IPO marketplace. Forge's last filings show a custody business whose revenue came mostly from cash-administration fees tied to client cash balances and interest rates, and which shrank as rates fell.
Platform coverage · Oct 2026
Forge Replaces the Same Executive Across Four SPV Series in One Day of Form D Amendments; FG-KKR Doubles Its Sales, FG-JMW Reports Less Sold Than a Year Ago
Four series of Forge Investments LLC filed Form D/As on October 6, 2026 that remove Grant George and add George Timbrell and Michaela Jesionowski as principals of the manager. FG-KKR's amount sold rose from $2.57 million to $5.97 million, with its investor count corrected from 8 to 11 in a second filing the same day; FG-CDC's rose from $2.2 million to $4.26 million; FG-JMW's fell from $2.36 million to $1.44 million; FG-ANT's did not move. A new series, FG-TER, filed its first notice four days earlier with the same three officers.
Platform coverage · Oct 2026
Forge Files Fourth Amendment for $500-Minimum Megacorn Interval Fund
The proposed fund would charge a 1.75% advisory fee, invest primarily in companies from Forge's affiliated pre-IPO index and offer quarterly repurchases. Its registration is not yet effective.
Platform coverage · Jul 2026
Forge Investments LLC Fund FG-TJC Form D/A Reflects Reporting-Basis Shift, Not Economic Change
AltStreet's monitoring flagged a 93% drop in total amount sold and a 91% jump in investor count for Fund FG-TJC — but verification confirms both figures cross an Oct-2025 reporting-basis boundary affecting multiple Forge Investments series simultaneously.
Platform coverage · Jul 2026
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the Forge Investments family: 221 vehicles across 0 generations · adviser of record Forge Global Advisors LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- The dated record: 37 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 284722 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: EisnerAmper LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Assure Fund Management II LLC
Director · Salt Lake City, UT
Richard Thoms
Executive Officer · Salt Lake City, UT
Jeremy Neilson
Executive Officer · Salt Lake City, UT
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Forge Markets LLCCRD 166555 on BrokerCheck
Glen Cove, NY · Soliciting in all states
Questions About Fund FG-KRA, a series of Forge Investments LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Fund FG-KRA, a series of Forge Investments LLC?
Fund FG-KRA, a series of Forge Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on November 7, 2019 as a other investment fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Forge Global.
Is Fund FG-KRA, a series of Forge Investments LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Fund FG-KRA, a series of Forge Investments LLC filed a Form D with the SEC on November 7, 2019 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $279,744 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Forge Global, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Fund FG-KRA, a series of Forge Investments LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fund FG-KRA, a series of Forge Investments LLC claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Fund FG-KRA, a series of Forge Investments LLC raised?
Fund FG-KRA, a series of Forge Investments LLC reported $279,744 sold from 2 investors of a $279,744 total offering as of the Form D filed November 7, 2019.
Who can invest in Fund FG-KRA, a series of Forge Investments LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $20,000.
What is the minimum investment in Fund FG-KRA, a series of Forge Investments LLC?
The Form D lists $20,000 as the minimum investment accepted from any outside investor as of November 7, 2019. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Fund FG-KRA, a series of Forge Investments LLC and how are they paid?
The Form D names Forge Markets LLC (CRD 166555) as the recipient of sales compensation soliciting in all states.
Who is behind Fund FG-KRA, a series of Forge Investments LLC?
The Form D lists 3 related persons: Assure Fund Management II LLC, director (Issuer's Manager); Richard Thoms, executive officer (Officer of the Issuer's Manager); Jeremy Neilson, executive officer (Managing Director of the Issuer's Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Fund FG-KRA, a series of Forge Investments LLC located?
The issuer's address on its SEC filings is 4 Embarcadero Center, Floor 15, San Francisco, CA 94111. Its phone number of record is 8002797754. It is organized under the laws of Delaware.
How long is the Fund FG-KRA, a series of Forge Investments LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is Fund FG-KRA, a series of Forge Investments LLC?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.