AltStreet
EDGAR Verified
Primary Source · SEC.gov

Fund FG-KRA, a series of Forge Investments LLC

CIK 0001766643Single-Deal SPV2019 vintage506(c), 3(c)(1)
Forge GlobalFull Review

Raised

$280K

Investors

2

Min Invest

$20,000

AltStreet Analysis

·

Generated from EDGAR primary sources

Fund FG-KRA is a series of Forge Investments LLC, filed as an amended Form D on November 7, 2019, reporting $280K raised from 2 investors under Rule 506(c) and Section 3(c)(1). The fund requires a $20K minimum investment and is managed by Assure Fund Management II LLC, with executives Richard Thoms and Jeremy Neilson. It is part of the Forge Global platform ecosystem, which operates 104+ related EDGAR entities in private equity.

This private equity vehicle uses the 506(c) exemption allowing general solicitation with verified accredited investors, paired with 3(c)(1) Investment Company Act relief for funds with fewer than 100 beneficial owners. The $20K minimum is relatively accessible compared to typical institutional private equity minimums, consistent with Forge's platform approach of creating series-level SPVs for individual private company investments.

Data Flags

totalAmountSoldSmall raise of $280K from only 2 investors suggests a targeted single-deal SPV or early-stage vehicle; average check size of $140K
firstSaleDateFirst sale date not disclosed in this amended filing, preventing vintage year determination and timeline analysis
salesCompensationNo sales commissions stated on a 506(c) offering, which typically involves marketing and solicitation costs
statesOfSolicitationStates of solicitation not specified despite 506(c) exemption that permits general solicitation

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001766643
Entity NameFund FG-KRA, a series of Forge Investments LLC
Exemption506(c), 3(c)(1)
First Sale Date—
Filing DateNovember 7, 2019
Accession Number0001790111-19-000015
Total Amount Sold$280K
Total Investors2
Minimum Investment$20,000
Securities TypePooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Assure Fund Management II LLC

Director · Salt Lake City, UT

Richard Thoms

Executive Officer · Salt Lake City, UT

Jeremy Neilson

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.