SEC filing record
Primary Source · SEC.gov

Fontinalis Capital Partners III, L.P.

Fund Vehicle2019 vintageRule 506(b), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$86M

Investors

17

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Fontinalis Capital Partners III, L.P. is a Delaware limited partnership that first filed a Form D on May 1, 2019 and most recently amended it on April 7, 2020, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c)(7) and covers equity and pooled investment fund interests. Fontinalis Capital Partners III, L.P. reported $86,300,000 sold from 17 investors of a $150,000,000 total offering as of the Form D filed April 7, 2020. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names New Amsterdam Group B.V., associated with BA Securities, LLC; Iron Rock, LLC, associated with Four Points Capital Partners LLC as recipients of sales compensation soliciting in all states. The issuer's address of record is One Woodward Ave., Suite 1600, Detroit, MI 48226.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing April 7, 2020

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775267
Entity NameFontinalis Capital Partners III, L.P.
ExemptionRule 506(b), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer AddressOne Woodward Ave., Suite 1600, Detroit, MI 48226
Phone(313) 432-0321
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateMay 2, 2019
Filing DateApril 7, 2020
Accession Number0001567619-20-007640
Total Offering Amount$150,000,000
Total Amount Sold$86,300,000
Amount Remaining$63,700,000
Total Investors17
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)MI
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Critical / warning

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Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

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Fund family Part of the Fontinalis Capital Partners family: 2 vehicles across 2 generations · adviser of record Fontinalis Partners, LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Fontinalis Partners, LLC

CRD 161242 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund

Auditor named on Form ADV: Squar Milner LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Fontinalis Capital Partners GP III, LLC

Executive Officer · Detroit, MI

General Partner of Issuer

Fontinalis Partners, LLC

Executive Officer, Promoter · Detroit, MI

Investment Advisor of Issuer

Ralph Booth, II

Executive Officer · Detroit, MI

Manager of General Partner of Issuer

Laura Petterle

Executive Officer · Detroit, MI

Manager of General Partner of Issuer

Christopher Stallman

Executive Officer · Detroit, MI

Manager of General Partner of Issuer

Christopher Cheever

Executive Officer · Detroit, MI

Manager of General Partner of Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

New Amsterdam Group B.V.

Associated broker-dealer: BA Securities, LLC (CRD 153489) · Amsterdam, P7 · Soliciting in all states and outside the United States

Iron Rock, LLC

Associated broker-dealer: Four Points Capital Partners LLC (CRD 43149) · New York, NY · Soliciting in all states

Questions About Fontinalis Capital Partners III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Fontinalis Capital Partners III, L.P.?

Fontinalis Capital Partners III, L.P. is a Delaware limited partnership that filed a Form D with the SEC on April 7, 2020 as a venture capital fund. The filing claims Rule 506(b), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is Fontinalis Capital Partners III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Fontinalis Capital Partners III, L.P. filed a Form D with the SEC on April 7, 2020 claiming Rule 506(b), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $86,300,000 sold to 17 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Fontinalis Capital Partners III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fontinalis Capital Partners III, L.P. claimed Rule 506(b), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Fontinalis Capital Partners III, L.P. raised?

Fontinalis Capital Partners III, L.P. reported $86,300,000 sold from 17 investors of a $150,000,000 total offering as of the Form D filed April 7, 2020.

Who can invest in Fontinalis Capital Partners III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Fontinalis Capital Partners III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Fontinalis Capital Partners III, L.P. and how are they paid?

The Form D names New Amsterdam Group B.V., associated with BA Securities, LLC; Iron Rock, LLC, associated with Four Points Capital Partners LLC as recipients of sales compensation soliciting in all states.

Who is behind Fontinalis Capital Partners III, L.P.?

The Form D lists 6 related persons: Fontinalis Capital Partners GP III, LLC, executive officer (General Partner of Issuer); Fontinalis Partners, LLC, executive officer, promoter (Investment Advisor of Issuer); Ralph Booth, II, executive officer (Manager of General Partner of Issuer); Laura Petterle, executive officer (Manager of General Partner of Issuer); Christopher Stallman, executive officer (Manager of General Partner of Issuer); Christopher Cheever, executive officer (Manager of General Partner of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Fontinalis Capital Partners III, L.P. located?

The issuer's address on its SEC filings is One Woodward Ave., Suite 1600, Detroit, MI 48226. Its phone number of record is 313-432-0321. It is organized under the laws of Delaware.

How long is the Fontinalis Capital Partners III, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Fontinalis Capital Partners III, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.