SEC filing record
Primary Source · SEC.gov

Sunwealth Project Pool 9 LLC

Fund Vehicle2020 vintage506(b)

Raised

$533K

Investors

1

Min Invest

$50,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Sunwealth Project Pool 9 LLC is a Delaware-organized pooled investment vehicle that filed this Form D on 2020-01-06 under the Rule 506(b) exemption. The filing reports $533K raised from a single investor at a $50K minimum investment, with Sunwealth Power, Inc. listed as promoter and Jonathan Abe and Omar Blayton as executive officers alongside Sunwealth Holdco 3 LLC. No parent platform or sibling entities are currently matched in the AltStreet database.

This is a small, single-investor pooled fund vehicle using the common 506(b) private placement exemption, consistent with early-stage or project-specific alternative investment structures rather than broadly marketed offerings. A $50K minimum on a $533K raise is modest relative to typical institutional alternative investment minimums, suggesting a narrowly held or initial-close vehicle.

Data Flags

firstSaleDateFirst sale date is not disclosed on this sub-$100M filing; combined with a single investor and small raise amount, this is consistent with an early or initial-close filing rather than a data omission.
totalInvestorsThe entire $533K raise was sourced from a single investor, indicating this filing likely represents an anchor investment or sole initial closing rather than a broadly distributed raise.
relatedPersonsRelated persons entries (Sunwealth Power, Inc. and Sunwealth Holdco 3 LLC) are prefixed with 'N/A', likely a data-entry artifact from the source filing rather than a substantive issue.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775763
Entity NameSunwealth Project Pool 9 LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address2067 Massachusetts Avenue, Suite 540, Cambridge, MA 02140
Phone(617) 694-1789
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateJanuary 6, 2020
Accession Number0001775763-20-000002
Total Offering Amount$532,500
Total Amount Sold$532,500
Amount Remaining$0
Total Investors1
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)MA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Sunwealth Project Pool family: 17 vehicles across 17 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

N/A Sunwealth Power, Inc.

Promoter · CAMBRIDGE, MA

N/A Sunwealth Holdco 3 LLC

Executive Officer · CAMBRIDGE, MA

Jonathan Abe

Executive Officer · CAMBRIDGE, MA

Omar Blayton

Executive Officer · CAMBRIDGE, MA

Questions About Sunwealth Project Pool 9 LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Sunwealth Project Pool 9 LLC?

Sunwealth Project Pool 9 LLC is a Delaware limited liability company that filed a Form D with the SEC on January 6, 2020 as a other investment fund. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to Sunwealth.

Is Sunwealth Project Pool 9 LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Sunwealth Project Pool 9 LLC filed a Form D with the SEC on January 6, 2020 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $532,500 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Sunwealth, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Sunwealth Project Pool 9 LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sunwealth Project Pool 9 LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Sunwealth Project Pool 9 LLC raised?

Sunwealth Project Pool 9 LLC reported $532,500 sold from 1 investor of a $532,500 total offering as of the Form D filed January 6, 2020.

Who can invest in Sunwealth Project Pool 9 LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in Sunwealth Project Pool 9 LLC?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of January 6, 2020. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Sunwealth Project Pool 9 LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Sunwealth Project Pool 9 LLC?

The Form D lists 4 related persons: Sunwealth Power, Inc., promoter (Sole Owner of Managing Member); Sunwealth Holdco 3 LLC, executive officer (Managing Member of Issuer); Jonathan Abe, executive officer (CEO of Sunwealth); Omar Blayton, executive officer (CFO of Sunwealth). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Sunwealth Project Pool 9 LLC located?

The issuer's address on its SEC filings is 2067 Massachusetts Avenue, Suite 540, Cambridge, MA 02140. Its phone number of record is 6176941789. It is organized under the laws of Delaware.

How long is the Sunwealth Project Pool 9 LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Sunwealth Project Pool 9 LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.