Global Sigma Fund, LTD.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$39M
Investors
36
Min Invest
$1,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Global Sigma Fund, LTD. is a Virgin Islands, British entity that first filed a Form D on June 4, 2019 and most recently amended it on August 8, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Global Sigma Fund, LTD. reported $39,005,166 sold from 36 investors in an offering of indefinite size as of the Form D filed August 8, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names Emerging Manager Advisors, LLC (CRD 151079), associated with Paul L. Eckel; STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD 793), associated with THOMAS STOWELL KREITLER; FAIRVIEW SECURITIES, INC. (CRD 35703), associated with GEORGE DANIEL HAWES as recipients of sales compensation soliciting in FL, NJ, NY. The issuer's address of record is C/O Ogier Fiduciary Services Bvi Limited, Ritter House Wickhams Cay Ii Po Box 3170, Road Town, Tortola, Virgin Islands, British VG1110.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing August 8, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Global Sigma Fund family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Global Sigma Group , LLC
Promoter · Boca Raton, FL
The Issuer's Investment Manager
Hanming Rao
Executive Officer · Boca Raton, FL
Managing Member of the Issuer's Investment Manager and Director of the Issuer
Jason Fitzgerald
Director · Camana Bay, E9
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Emerging Manager Advisors, LLCCRD 151079 on BrokerCheck
Associated broker-dealer: Paul L. Eckel (CRD 1566650) · Jersey City, NJ · Soliciting in FL, NJ, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD 793 on BrokerCheck
Associated broker-dealer: THOMAS STOWELL KREITLER (CRD 1609654) · ROWAYTON, CT · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
FAIRVIEW SECURITIES, INC.CRD 35703 on BrokerCheck
Associated broker-dealer: GEORGE DANIEL HAWES (CRD 1096956) · ROWAYTON, CT · Soliciting in CA, CT, DC, FL, IL, MA, MD, MN, NC, NJ, NY, OH, PA, TX, VA
Questions About Global Sigma Fund, LTD.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Global Sigma Fund, LTD.?
Global Sigma Fund, LTD. is a Virgin Islands, British entity that filed a Form D with the SEC on August 8, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is Global Sigma Fund, LTD. legit?
AltStreet does not rate legitimacy; it reports the public record. Global Sigma Fund, LTD. filed a Form D with the SEC on August 8, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $39,005,166 sold to 36 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Global Sigma Fund, LTD. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Global Sigma Fund, LTD. claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Global Sigma Fund, LTD. raised?
Global Sigma Fund, LTD. reported $39,005,166 sold from 36 investors in an offering of indefinite size as of the Form D filed August 8, 2023.
Who can invest in Global Sigma Fund, LTD.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.
What is the minimum investment in Global Sigma Fund, LTD.?
The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of August 8, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Global Sigma Fund, LTD. and how are they paid?
The Form D names Emerging Manager Advisors, LLC (CRD 151079), associated with Paul L. Eckel; STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD 793), associated with THOMAS STOWELL KREITLER; FAIRVIEW SECURITIES, INC. (CRD 35703), associated with GEORGE DANIEL HAWES as recipients of sales compensation soliciting in FL, NJ, NY.
Who is behind Global Sigma Fund, LTD.?
The Form D lists 3 related persons: Global Sigma Group , LLC, promoter (The Issuer's Investment Manager); Hanming Rao, executive officer (Managing Member of the Issuer's Investment Manager and Director of the Issuer); Jason Fitzgerald, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Global Sigma Fund, LTD. located?
The issuer's address on its SEC filings is C/O Ogier Fiduciary Services Bvi Limited, Ritter House Wickhams Cay Ii Po Box 3170, Road Town, Tortola, Virgin Islands, British VG1110. Its phone number of record is 284-852-7307. It is organized under the laws of Virgin Islands, British.
How long is the Global Sigma Fund, LTD. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is Global Sigma Fund, LTD.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.