Fund FG-OXS, a series of Forge Investments LLC 2026: Is It Legit? Form D Raise, Investors, Who Is Behind It

Q: What is Fund FG-OXS, a series of Forge Investments LLC?

Fund FG-OXS, a series of Forge Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on November 7, 2019 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Forge Global.

Q: Is Fund FG-OXS, a series of Forge Investments LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Fund FG-OXS, a series of Forge Investments LLC filed a Form D with the SEC on November 7, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $262,566 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Forge Global, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Fund FG-OXS, a series of Forge Investments LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fund FG-OXS, a series of Forge Investments LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Fund FG-OXS, a series of Forge Investments LLC raised?

Fund FG-OXS, a series of Forge Investments LLC reported $262,566 sold from 5 investors of a $262,566 total offering as of the Form D filed November 7, 2019.

Q: Who can invest in Fund FG-OXS, a series of Forge Investments LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $20,000.

Q: What is the minimum investment in Fund FG-OXS, a series of Forge Investments LLC?

The Form D lists $20,000 as the minimum investment accepted from any outside investor as of November 7, 2019. Issuers can waive their own minimums, and the figure does not include fees.

Q: Who is selling Fund FG-OXS, a series of Forge Investments LLC and how are they paid?

The Form D names Forge Markets LLC (CRD 166555) as the recipient of sales compensation soliciting in all states.

Q: Who is behind Fund FG-OXS, a series of Forge Investments LLC?

The Form D lists 3 related persons: Assure Fund Management II LLC, director (Issuer's Manager); Richard Thoms, executive officer (Officer of the Issuer's Manager); Jeremy Neilson, executive officer (Managing Director of the Issuer's Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is Fund FG-OXS, a series of Forge Investments LLC located?

The issuer's address on its SEC filings is Po Box 171305, Salt Lake City, UT 84117. Its phone number of record is (801) 419-0677. It is organized under the laws of Delaware.

Q: How long is the Fund FG-OXS, a series of Forge Investments LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

AltStreetEDGAR DatabaseForge GlobalFund FG-OXS, a series of Forge Investments LLC
SEC filing record
Primary Source · SEC.gov
Fund FG-OXS, a series of Forge Investments LLCFund Vehicle2019 vintage506(b), 3(c)(1)
Forge GlobalFull Review
Raised
$263K
Investors
5
Min Invest
$20,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Fund FG-OXS, a series of Forge Investments LLC, is a Delaware pooled investment fund that has raised $263K from 5 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $20K minimum investment and is managed by Forge Investments with Richard Thoms and Jeremy Neilson as executive officers. This is an amended filing dated November 7, 2019.
This vehicle follows a standard private fund structure using the 506(b) / 3(c)(1) exemption pattern common among sub-$1M seed-stage pooled vehicles. The $20K minimum investment represents an accessible entry point typical of emerging manager funds or niche alternative strategies targeting retail accredited investors.
Data Flags
related_personsLLC Assure Fund Management II listed as Director; Assure is typically a fund administration platform rather than an investment management entity, suggesting this may be an Assure-administered vehicle
first_sale_dateFirst sale date not disclosed on amended filing with only $263K raised; typical amendments include initial sale date for transparency
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0001779513
Entity NameFund FG-OXS, a series of Forge Investments LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer AddressPo Box 171305, Salt Lake City, UT 84117
Phone(801) 419-0677
Former NamesFund EQ-OXS, a series of Equidate Investments LLC (until October 3, 2019)
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateNovember 7, 2019
Accession Number0001728390-19-000016
Total Offering Amount$262,566
Total Amount Sold$262,566
Amount Remaining$0
Total Investors5
Non-Accredited InvestorsNone
Minimum Investment$20,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)UT
Amendment Count2 filings on record
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
D/ANovember 7, 20190001728390-19-000016DOctober 3, 20190001788689-19-000005
AltStreet Coverage
Original reporting from AltStreet's daily EDGAR monitoring covering Forge Global and its filings.
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Platform coverage · Oct 2026
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Platform coverage · Jul 2026
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Fund family Part of the Forge Investments family: 221 vehicles across 0 generations · adviser of record Forge Global Advisors LLC · full family and the filing behind each link in the terminal
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Assure Fund Management II LLC
Director · Salt Lake City, UT
Richard Thoms
Executive Officer · Salt Lake City, UT
Jeremy Neilson
Executive Officer · Salt Lake City, UT
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Forge Markets LLCCRD 166555 on BrokerCheck 
Glen Cove, NY · Soliciting in all states
Questions About Fund FG-OXS, a series of Forge Investments LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Fund FG-OXS, a series of Forge Investments LLC?Fund FG-OXS, a series of Forge Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on November 7, 2019 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Forge Global.
Is Fund FG-OXS, a series of Forge Investments LLC legit?AltStreet does not rate legitimacy; it reports the public record. Fund FG-OXS, a series of Forge Investments LLC filed a Form D with the SEC on November 7, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $262,566 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Forge Global, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Fund FG-OXS, a series of Forge Investments LLC registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fund FG-OXS, a series of Forge Investments LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Fund FG-OXS, a series of Forge Investments LLC raised?Fund FG-OXS, a series of Forge Investments LLC reported $262,566 sold from 5 investors of a $262,566 total offering as of the Form D filed November 7, 2019.
Who can invest in Fund FG-OXS, a series of Forge Investments LLC?The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $20,000.
What is the minimum investment in Fund FG-OXS, a series of Forge Investments LLC?The Form D lists $20,000 as the minimum investment accepted from any outside investor as of November 7, 2019. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Fund FG-OXS, a series of Forge Investments LLC and how are they paid?The Form D names Forge Markets LLC (CRD 166555) as the recipient of sales compensation soliciting in all states.
Who is behind Fund FG-OXS, a series of Forge Investments LLC?The Form D lists 3 related persons: Assure Fund Management II LLC, director (Issuer's Manager); Richard Thoms, executive officer (Officer of the Issuer's Manager); Jeremy Neilson, executive officer (Managing Director of the Issuer's Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Fund FG-OXS, a series of Forge Investments LLC located?The issuer's address on its SEC filings is Po Box 171305, Salt Lake City, UT 84117. Its phone number of record is (801) 419-0677. It is organized under the laws of Delaware.
How long is the Fund FG-OXS, a series of Forge Investments LLC offering open?The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Fund FG-OXS, a series of Forge Investments LLC?The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Parent Platform
Forge Global
Pre Ipo - Est. 2014
Min invest$5,000
EligibilityAccredited Only
LiquidityLocked
AuditUnknown
Lowest platform minimum — individual offerings may vary
Read Full Analyst Review
Sponsor EDGAR Footprint
Entities on EDGAR231
Total raised$2.8B
Total investors4,510
Vintages2019–2026
Aggregated across this platform's Form D entities tracked by AltStreet. Source: SEC EDGAR.
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Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.