PLINTH ART FUND LP
Raised
$101M
Investors
3
Min Invest
$1
AltStreet Analysis
·Generated from EDGAR primary sources
PLINTH ART FUND LP is a Delaware limited partnership that filed Form D on December 2, 2019, disclosing $101.0 million raised from 3 investors under Rule 506(b) and 3(c) exemptions. The fund, managed by executive officers Johnny Wu, James Nicholas, and George Bashforth, invests in fine art with a stated minimum investment of $1. No first sale date was disclosed in this original filing.
This fine art fund utilizes the standard 506(b) private placement exemption common to alternative investment vehicles, combined with 3(c) exemption under the Investment Company Act. The $1 minimum investment disclosure is nominal; fine art funds typically target institutional or high-net-worth investors with undisclosed practical minimums governed by subscription agreements rather than the public filing.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing December 2, 2019
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Adviser of Record (Form ADV)
CRD 305628 · lists this fund on Schedule D 7.B.(1) as a hedge fund
Auditor named on Form ADV: Kpmg LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data through December 31, 2024, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
JOHNNY WU
Executive Officer, Promoter · NEW YORK, NY
JAMES NICHOLAS
Executive Officer · DARIEN, CT
GEORGE BASHFORTH
Executive Officer · GRAND CAYMAN, E9
Questions About PLINTH ART FUND LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is PLINTH ART FUND LP?
PLINTH ART FUND LP is a Delaware limited partnership that filed a Form D with the SEC on December 2, 2019 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests. AltStreet links the issuer to PLINTH ART FUND LP.
Is PLINTH ART FUND LP legit?
AltStreet does not rate legitimacy; it reports the public record. PLINTH ART FUND LP filed a Form D with the SEC on December 2, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $101,035,332 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to PLINTH ART FUND LP, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is PLINTH ART FUND LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PLINTH ART FUND LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has PLINTH ART FUND LP raised?
PLINTH ART FUND LP reported $101,035,332 sold from 3 investors in an offering of indefinite size as of the Form D filed December 2, 2019.
Who can invest in PLINTH ART FUND LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.
What is the minimum investment in PLINTH ART FUND LP?
The Form D lists $1 as the minimum investment accepted from any outside investor as of December 2, 2019. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling PLINTH ART FUND LP and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind PLINTH ART FUND LP?
The Form D lists 3 related persons: JOHNNY WU, executive officer, promoter (MANAGER OF ISSUER'S GP); JAMES NICHOLAS, executive officer (MEMBER OF BOARD OF MANAGERS OF ISSUER'S GENERAL PARTNER); GEORGE BASHFORTH, executive officer (MEMBER OF BOARD OF MANAGERS OF ISSUER'S GENERAL PARTNER). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is PLINTH ART FUND LP located?
The issuer's address on its SEC filings is 10 E 40th St, Fl 33, New York, NY 10016. Its phone number of record is 3476470193. It is organized under the laws of Delaware.
How long is the PLINTH ART FUND LP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is PLINTH ART FUND LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
Is this your offering?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.