KLC FUND I-A LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$301M
Investors
7
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
KLC FUND I-A LP is a Delaware limited partnership that first filed a Form D on March 5, 2020 and most recently amended it on May 28, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. KLC FUND I-A LP reported $300,786,800 sold from 7 investors of a $500,000,000 total offering as of the Form D filed May 28, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names CREDIT SUISSE SECURITIES (USA) LLC (CRD 816), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 655 Montgomery Street, Suite 1950, San Francisco, CA 94111.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the KLC FUND family: 4 vehicles across 2 generations · adviser of record Knox Lane LP · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 306657 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
JOHN BAILEY
Executive Officer, Promoter · SAN FRANCISCO, CA
SHAMIK PATEL
Executive Officer, Promoter · SAN FRANCISCO, CA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
CREDIT SUISSE SECURITIES (USA) LLCCRD 816 on BrokerCheck
Associated broker-dealer: None · NEW YORK, NY · Soliciting in all states
Questions About KLC FUND I-A LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is KLC FUND I-A LP?
KLC FUND I-A LP is a Delaware limited partnership that filed a Form D with the SEC on May 28, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is KLC FUND I-A LP legit?
AltStreet does not rate legitimacy; it reports the public record. KLC FUND I-A LP filed a Form D with the SEC on May 28, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $300,786,800 sold to 7 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is KLC FUND I-A LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that KLC FUND I-A LP claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has KLC FUND I-A LP raised?
KLC FUND I-A LP reported $300,786,800 sold from 7 investors of a $500,000,000 total offering as of the Form D filed May 28, 2021.
Who can invest in KLC FUND I-A LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in KLC FUND I-A LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling KLC FUND I-A LP and how are they paid?
The Form D names CREDIT SUISSE SECURITIES (USA) LLC (CRD 816), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind KLC FUND I-A LP?
The Form D lists 2 related persons: JOHN BAILEY, executive officer, promoter; SHAMIK PATEL, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is KLC FUND I-A LP located?
The issuer's address on its SEC filings is 655 Montgomery Street, Suite 1950, San Francisco, CA 94111. Its phone number of record is (415) 651-2279. It is organized under the laws of Delaware.
How long is the KLC FUND I-A LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is KLC FUND I-A LP?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.